Citigroup Federal Litigation Filings

Sullivan v. Arconic Inc. et al

Filed: July 18, 2017 as 1:2017cv05456
Court: New York Southern District Court
Defendant: Arconic Inc., Klaus Kleinfeld, Robert S Collins, William F Oplinger, Arthur D Collins, Jr., Kathryn S Fuller, Judith M. Gueron, Michael G. Morris, E. Stanley O'Neal, James W. Owens, Patricia F. Russo, Ratan N. Tata, Ernesto Zedillo, Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., Goldman, Sachs & Co., J.P. Morgan Securities LLC., BNP Paribas Securities Corp., Mitsubishi UFJ Securities (USA), Inc., RBC Capital Markets, LLC, RBS Securities Inc., Martin Sorrell
Plaintiff: Janet L Sullivan
Nature of Suit: Securities/Commodities/Exchanges

ALPARI (US), LLC v. Citigroup, Inc et al

Filed: July 12, 2017 as 1:2017cv05269
Court: New York Southern District Court
Defendant: Citigroup, Inc, Citibank, N.A.
Plaintiff: ALPARI (US), LLC
Nature of Suit: Other Contract

Johnson v. Dept of Justice et al

Filed: July 12, 2017 as 6:2017cv01844
Court: South Carolina District Court
Defendant: Dept of Justice, Financials, Dept of State, Goldman Sachs, JP Morgan Chase, Citigroup, Morgan Stanley, US Treasury Dept
Plaintiff: Christopher Lee Johnson
Nature of Suit: Other Civil Rights

Gupta v. SNAP, INC. et al

Filed: July 10, 2017 as 2:2017cv05054
Court: California Central District Court
Defendant: Allen and Company LLC, BTIG, LLC, Barclays Capital Inc., C.L. King and Associates, Inc., Citigroup Global Markets Inc., Connaught UK Limited, Cowen and Company, LLC, Credit Suisse Securities USA LLC, Deutsche Bank Securities, Inc., Evercore Group, LLC, Goldman, Sachs and Co., J.P. Morgan Securities LLC, JMP Securities LLC, Jefferies LLC, Liontree Advisors LLC, Luma Securities LLC, Mischler Financial Group, Inc., Morgan Stanley and Co LLC, Oppenheimer and Co. Inc., RBC Capital Markets, LLC, Samuel A. Ramirez and Co. Inc, Snap Inc, Evan Spiegel, Stifel Financial Corp., Suntrust Robinson Humphrey, Inc., The Williams Capital Group, L.P., UBS Securities LLC, Andrew Vollero, William Blair and Company LLC
Plaintiff: Shinu Gupta
Nature of Suit: Other

Fiorilla v. Citigroup Global Markets , Incorporated et al

Filed: July 7, 2017 as 1:2017cv05123
Court: New York Southern District Court
Defendant: Citigroup Global Markets , Incorporated, Edward James Mulcahy
Plaintiff: John Leopoldo Fiorilla
Nature of Suit: Other Statutory Actions

St. Lucie County Fire District, et al v. Joseph Bryant, et al

Filed: June 30, 2017 as 17-90024
Court: U.S. Court of Appeals, Fifth Circuit
Defendant - Petitioner: JOSEPH H. BRYANT, JAMES W. FARNSWORTH, JOHN P. WILKIRSON, PETER R. CONEWAY, JACK E. GOLDEN, N. JOHN LANCASTER, JON A. MARSHALL, KENNETH W. MOORE, J. HARDY MURCHISON, MICHAEL G. FRANCE, KENNETH A. PONTARELLI, SCOTT L. LEBOVITZ, MYLES W. SCOGGINS, D. JEFF VAN STEENBERGEN, MARTIN H. YOUNG, JR., WILLIAM P. UTT, COBALT INTERNATIONAL ENERGY, INCORPORATED, GOLDMAN SACHS GROUP, INCORPORATED, RIVERSTONE HOLDINGS, L.L.C., CARLYLE GROUP, GOLDMAN SACHS & COMPANY, MORGAN STANLEY & COMPANY, L.L.C., CREDIT SUISSE SECURITIES (USA), L.L.C., CITIGROUP GLOBAL MARKETS, INCORPORATED, JP MORGAN SECURITIES, L.L.C., TUDOR, PICKERING, HOLT & COMPANY SECURITIES, INCORPORATED, DEUTSCHE BANK SECURITIES, INCORPORATED, RBC CAPITAL MARKETS, L.L.C., UBS SECURITIES, L.L.C., HOWARD WEIL, INCORPORATED, STIFEL, NICOLAUS & COMPANY, INCORPORATED, CAPITAL ONE SOUTHCOAST, INCORPORATED and others
Petitioner - Petitioner: HENRY CORNELL
Plaintiff - Respondent: ST. LUCIE COUNTY FIRE DISTRICT FIREFIGHTERS' PENSION TRUST FUND, FIRE AND POLICE RETIREE HEALTH CARE FUND, SAN ANTONIO, on behalf of themselves and all others similarly situated, SJUNDE AP-FONDEN, GAMCO GLOBAL GOLD, NATURAL RESOURCES & INCOME TRUST, lead plaintiff, GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST, UNIVERSAL INVESTMENT GESELLSCHAFT M.B.H.
Nature of Suit: Other

Citigroup Global Markets Reality et al v. Williams et al

Filed: June 29, 2017 as 1:2017cv04879
Court: Illinois Northern District Court
Defendant: Eveleigh Williams, Bernard Goodall
Plaintiff: Citigroup Global Markets Reality, ARLP Trust, Ocwen Svc LLC
Nature of Suit: Foreclosure

In re: Salma Agha-Khan v. Bank of America, et al

Filed: June 28, 2017 as 17-71883
Court: U.S. Court of Appeals, Ninth Circuit
: In re: SALMA AGHA-KHAN, M.D.
Petitioner: SALMA AGHA-KHAN, M.D.
Real Party In Interest: BRETT P. RYAN, JONATHAN J. DAMEN, MCCARTHY & HOLTHUS, LLP, JAVONNE M. PHILLIPS, MISHAELA J. GRAVES, PITE DUNCAN, LLP, EDDIE R. JIMENEZ, BRIAN A. PAINO, TRAVIS NURSE, WOLFE & WYMAN LLP, ANDREW A. BAO, MEGAN S. TOM, HEATHER S. KIM, FREDRICK E. CLEMENT, Judge, W. RICHARD LEE, Judge, BRUCE BREITMAN, BBG, LTD, DAVID N. CHANDLER, Sr., also known as David Chandler, also known as David N. Chandler, DAVID N. CHANDLER, Jr., also known as David Chandler, also known as David N. Chandler, DAVID N. CHANDLER, P.C., also known as Law Offices of David Chandler, CITIBANK, NA, CITIGROUP, INC., CITICORP, owns Citicorp, a publicly traded corporation, UNITED STATES OF AMERICA, BAC HOME LOANS SERVICING, LP, AURORA LOAN SERVICES, INC., BANK OF AMERICA, CR TITLE SERVICES, INC., CITIMORTGAGE INC., GMAC MORTGAGE, LLC, OCWEN FINANCIAL CORPORATION, ROUTH CRABTREE OLSEN, P.S. and others
Respondent: UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA, FRESNO
Nature of Suit: Other

Birmingham Retirement & Relief System, City of v. ZTO Express (Cayman) Inc et al

Filed: June 28, 2017 as 2:2017cv01091
Court: Alabama Northern District Court
Defendant: ZTO Express (Cayman) Inc, Meisong Lai, Jianfa Lai, Jilei Wang, Xiangliang Hu, Baixi Lan, Xing Liu, Frank Zhen Wei, Jianmin (James) Guo, Morgan Stanley & Co International PLC, Goldman Sachs (Asia) LLC, China Renaissance Securities (Hong Kong) Limited, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, JP Morgan Securities LLC
Plaintiff: Birmingham Retirement & Relief System, City of
Nature of Suit: Securities/Commodities/Exchanges

Lavender et al v. Bank of America Corporation et al

Filed: June 10, 2017 as 1:2017cv04392
Court: New York Southern District Court
Defendant: BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co, JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC and others
Plaintiff: Sandra Lavender, Victor Hernandez, FX Primus Ltd., Charles Hitchcock, III, Tina Porter
Nature of Suit: Antitrust

TERA GROUP, INC. et al v. Citigroup, Inc. et al

Filed: June 8, 2017 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup, Inc., Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Bank Of America Corporation, Bank of America, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., BNP Paribas, S.A., BNP Paribas Securities Corp., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Credit Suisse International, Deutsche Bank AG, Deutsche Bank Securities Inc., The Goldman Sachs Group, Inc., Goldman, Sachs & Co., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, HSBC Holdings PLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, Morgan Stanley and others
Plaintiff: Tera Group, Inc., Tera Advanced Technologies, LLC, TeraExchange, LLC
Nature of Suit: Antitrust

Oklahoma Police Pension and Retirement System v. Jagged Peak Energy Inc et al

Filed: June 2, 2017 as 1:2017cv01346
Court: Colorado District Court
Defendant: Jagged Peak Energy Inc, Joseph N. Jaggers, Robert W. Howard, Shonn D. Stahlecker, Charles D. Davison, S. Wil Vanloh, Jr., Blake A. Webster, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Goldman, Sachs & Co., RBC Capital Markets, LLC, Wells Fargo Securities, LLC, UBS Securities LLC, Keybanc Capital Markets Inc, ABN Amro Securities (USA) LLC, Fifth Third Securities Inc, Petrie Partners Securities LLC, Tudor, Pickering, Holt & Co. Securities Inc, BMO Capital Markets Corp., Deutsche Bank Securities Inc., Evercore Group L.L.C., Scotia Capital (USA) Inc
Plaintiff: Oklahoma Police Pension and Retirement System
Nature of Suit: Securities/Commodities/Exchanges

Burns v. Ocwen Loan Servicing, L.L.C. et al

Filed: June 2, 2017 as 4:2017cv11748
Court: Michigan Eastern District Court
Defendant: Ocwen Loan Servicing, L.L.C., Homewood Home Residential Mortgage, AMC Mortgage Service, Inc, Ameriquest Mortgage, Norwest Mortgage/Wells Fargo, David A. Brach, Michelle K Clark, Jordan Bolton, ACC Capital Holding Corporation, Citigroup Inc.
Plaintiff: Timothy Burns
Nature of Suit: Other Fraud

Nijsse v. Citigroup Technology, Inc. et al

Filed: May 30, 2017 as 5:2017cv06067
Court: Missouri Western District Court
Defendant: Citigroup Technology, Inc., Cushman & Wakefield of Illinois, Inc., Jones Lang LaSalle Americas, Inc., Kenneth Van Engen
Plaintiff: Chris Nijsse
Nature of Suit: Employment

In Re: Libor-Based Financial

Filed: May 24, 2017 as 17-1694
Court: U.S. Court of Appeals, Second Circuit
Petitioner: PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Core Plus Bond I Fund, PFI Income Fund, PFI Inflation Protection Fund, PFI Short-Term Income Fund, PFI Money Market Fund, PFI Preferred Securities Fund, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Money Market Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Short-Term Income Account, The Federal Home Loan Mortgage Corporation, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Funds, Inc., PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund
Plaintiff: Joseph Amabile, Louie Amabile, individually & on behalf of Lue Trading, Inc., Norman Byster, Michael Cahill, Richard Deogracias, individually on behalf of RCD Trading, Inc., Marc Federighi, individually on behalf of MCO Trading, Scott Federighi, Robert Furlong, David Gough, David Klusendorf, Ronald Krug, Brian Haggerty, John Monckton, Philip Olson, Christopher Lang, David Vecchione, Randall Williams, Brett Pankau, 303 Proprietary Trading LLC, Margery Teller, John Henderson, Eduardo Restani, Nicholas Pesa
Respondent: Bank of America Corporation, Barclays Bank PLC, UBS AG, Credit Suisse Group AG, WestLB AG, Bank of America N.A., Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch & Co., Inc., Bank of America Securities LLC, Merrill Lynch International Bank, Ltd., Bank of America Home Loans, Barclays Capital Inc., Barclays US Funding LLC, Bank of Tokyo-Mitsubishi UFJ Trust Company, British Bankers' Association, BBA Enterprises, Ltd, BBA Libor, Ltd, Cooperatieve Rabobank U.A., Rabobank Group, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC, Credit Suisse International, Credit Suisse (USA), Inc., Citibank, N.A., CitiGroup Global Market, Inc., Citigroup Inc., Citigroup Financial Products, Inc., Citi Swapco Inc., Citigroup Global Markets Limited, Citigroup Funding, Inc., J.P. Morgan Chase & Co. and others
Nature of Suit: Other

In Re: Libor-Based Financial

Filed: May 12, 2017 as 17-1569
Court: U.S. Court of Appeals, Second Circuit
Defendant: Credit Agricole S.A., Sumitomo Mitsui Banking Corporation, BNP Paribas S.A., RBS Citizens, N.A., incorrectly sued as othe Charter One Bank NA, RBS Citizens, N.A., Credit Suisse Group, NA, Citizens Bank of Massachusetts, agent of RBS Citizens Bank, NA, Barclays US Funding LLC, Deutsche Bank Financial LLC, Rabobank Group, Does 1 Through 10, Societe Generale Corporate & Investment Banking, National Association, Cooperative Centrale Raiffeisen - Boerenleenbank B.A., Stephanie Nagel, John Does #1- #5, National Collegiate Student Loan Trust 2007-1, Chase Bank USA, N.A., UBS Securities LLC, J.P. Morgan Clearing Corp., Bank of America Securities LLC, Citi Swapco Inc., Centrale Raiffeisen-Berenleenbank B.A., UBS AG, Royal Bank of Scotland Group PLC, Bank of Nova Scotia, The Royal Bank of Scotland PLC, Citigroup Financial Products, Inc., J.P. Morgan Bank Dublin PLC, FKA Bear Stearns Bank PLC, UBS Limited, The Hong Kong and Shanghai Banking Corporation Ltd., RBC Capital Markets LLC, Societe Generale and others
Defendant - Appellee: Lloyds Banking Group plc, Bank of America Corporation, The Royal Bank of Scotland Group PLC, Citibank, N.A., Credit Suisse Group AG, Deutsche Bank AG, JPMorgan Chase & Co., The Norinchukin Bank, UBS AG, HBOS plc, Royal Bank of Canada, HSBC Bank PLC, Citigroup Inc., Cooperatieve Rabobank U.A., FKA Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., JPMorgan Chase Bank, N.A., The Bank of Tokyo-Mitsubishi UFJ, Ltd., Bank of America, N.A., Barclays Bank PLC, WestDeutsche ImmobilienBank AG, Portigon AG, FKA WestLB AG, HSBC Holdings PLC
Plaintiff: Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, Individually and on behalf of all others similarly situated, Ravan Investments, LLC, Richard Hershey, Jeffrey Laydon, on behalf of himself and all others similarly situated, Linda Zacher, Ellen Gelboim, on behalf of herself and all others similarly situated, Roberto E. Calle Gracey, AVP Properties, LLC, Community Bank & Trust, Berkshire Bank, Individually and On Behalf of All Others Similarly Situated, Elizabeth Lieberman, on behalf of themselves and all other similarly situated, Todd Augenbaum, on behalf of themselves and all others similarly situated, 33-35 Green Pond Road Associates, LLC, on behalf of itself and all others similarly situated, Metzler Investment GmbH, on behalf of itself and all others similarly situated, Gary Francis, 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, on behalf of themselves and all others similarly situated, Nathaniel Haynes, Courtyard at Amwell II, LLC, Annie Bell Adams, on behalf of herself and all others similarly situated, Jill Court Associates II, LLC, Greenwich Commons II, LLC, Dennis Paul Fobes, on behalf of himself and all others similarly situated, Leigh E. Fobes, on behalf of herself and all others similarly situated, Maidencreek Ventures II LP, Raritan Commons, LLC, Margaret Lambert, on behalf of herself and all others similarly situated, Lawrence W. Gardner, on behalf of themselves and all others similarly situated, Betty L. Gunter, on behalf of herself and all others similarly situated, Texas Competitive Electric Holdings Company LLC and others
Plaintiff - Appellant: Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Advisor Cash Reserves, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc., Schwab YieldPlus Fund, Schwab YieldPlus Fund Liquidation Trust, The Charles Schwab Corporation

Craft et al v. Citigroup Global Markets Realty Corp. et al

Filed: May 11, 2017 as 1:2017cv10839
Court: Massachusetts District Court
Defendant: Citigroup Global Markets Realty Corp., Regions Bank Corp
Plaintiff: Kathleen M. Craft, Robin M. Craft
Nature of Suit: Other Contract

Securities and Exchange Commis v. Leon Cosgrove, LLC, et al

Filed: May 9, 2017 as 17-12143
Court: U.S. Court of Appeals, Eleventh Circuit
: CITIGROUP INC., CITIBANK, N.A.
Defendant: SERVICE
Interested Party - Appellant: LEON COSGROVE, LLC, MITCHELL SILBERBERG & KNUPP LLP
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION

Sarmiento v. Deutsche Bank Trust Company Americas et al

Filed: May 8, 2017 as 1:2017cv03411
Court: New York Southern District Court
Defendant: Deutsche Bank Trust Company Americas, ABB Ltd., Goldman, Sachs & Co., Morgan Stanley & Co. LLC, Merill Lynch, Pierce, Fenner & Smith, Barclays Capital Inc., BNP Parabas Securities Corp., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc., JP Morgan Securities LLC, Nordea Bank Danmark A/S, UBS Securities LLC, SEB, Svenska Handels Banker, SG Americas, Credit Agricole, RBS Securities Inc.
Plaintiff: Sheila Sarmiento
Nature of Suit: Other Civil Rights

Picard v. Citigroup Global Markets Limit

Filed: April 28, 2017 as 17-1431
Court: U.S. Court of Appeals, Second Circuit
Petitioner: Irving H. Picard, Trustee for the Substantively Consolidated SIPA Liquidation of Bernard L. Madoff Investment Securities LLC and the Estate of Bernard L. Madoff
Respondent: Citigroup Global Markets Limited
Nature of Suit: Other