Citigroup Federal Litigation Filings

In re: Salma Agha-Khan v. Bank of America, et al

Filed: June 28, 2017 as 17-71883
Court: U.S. Court of Appeals, Ninth Circuit
: In re: SALMA AGHA-KHAN, M.D.
Petitioner: SALMA AGHA-KHAN, M.D.
Real Party In Interest: BRETT P. RYAN, JONATHAN J. DAMEN, MCCARTHY & HOLTHUS, LLP, JAVONNE M. PHILLIPS, MISHAELA J. GRAVES, PITE DUNCAN, LLP, EDDIE R. JIMENEZ, BRIAN A. PAINO, TRAVIS NURSE, WOLFE & WYMAN LLP, ANDREW A. BAO, MEGAN S. TOM, HEATHER S. KIM, FREDRICK E. CLEMENT, Judge, W. RICHARD LEE, Judge, BRUCE BREITMAN, BBG, LTD, DAVID N. CHANDLER, Sr., also known as David Chandler, also known as David N. Chandler, DAVID N. CHANDLER, Jr., also known as David Chandler, also known as David N. Chandler, DAVID N. CHANDLER, P.C., also known as Law Offices of David Chandler, CITIBANK, NA, CITIGROUP, INC., CITICORP, owns Citicorp, a publicly traded corporation, UNITED STATES OF AMERICA, BAC HOME LOANS SERVICING, LP, AURORA LOAN SERVICES, INC., BANK OF AMERICA, CR TITLE SERVICES, INC., CITIMORTGAGE INC., GMAC MORTGAGE, LLC, OCWEN FINANCIAL CORPORATION, ROUTH CRABTREE OLSEN, P.S. and others
Respondent: UNITED STATES DISTRICT COURT FOR THE EASTERN DISTRICT OF CALIFORNIA, FRESNO
Nature of Suit: Other

Lavender et al v. Bank of America Corporation et al

Filed: June 10, 2017 as 1:2017cv04392
Court: New York Southern District Court
Defendant: BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Securities Corp., Bank Of America Corporation, Bank of America, N.A., Barclays Bank PLC, Barclays Capital Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Citigroup Inc., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., Goldman, Sachs & Co., HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Holdings PLC, HSBC North America Holdings, Inc., HSBC Securities (USA) Inc., JPMorgan Chase & Co, JPMorgan Chase Bank, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., Morgan Stanley, Morgan Stanley & Co. International PLC, Morgan Stanley & Co., LLC, RBC Capital Markets LLC, RBS Securities Inc., Royal Bank of Scotland Group PLC and others
Plaintiff: Sandra Lavender, Victor Hernandez, FX Primus Ltd., Charles Hitchcock, III, Tina Porter
Nature of Suit: Antitrust

TERA GROUP, INC. et al v. Citigroup, Inc. et al

Filed: June 8, 2017 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup, Inc., Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Bank Of America Corporation, Bank of America, N.A., Merrill Lynch Pierce, Fenner & Smith Incorporated, Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., BNP Paribas, S.A., BNP Paribas Securities Corp., Credit Suisse AG, Credit Suisse Group AG, Credit Suisse Securities (USA) LLC, Credit Suisse International, Deutsche Bank AG, Deutsche Bank Securities Inc., The Goldman Sachs Group, Inc., Goldman, Sachs & Co., Goldman Sachs Bank USA, Goldman Sachs Financial Markets, L.P., Goldman Sachs International, HSBC Holdings PLC, HSBC Bank PLC, HSBC Bank USA, N.A., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities LLC, J.P. Morgan Securities PLC, Morgan Stanley and others
Plaintiff: Tera Group, Inc., Tera Advanced Technologies, LLC, TeraExchange, LLC
Nature of Suit: Antitrust

Oklahoma Police Pension and Retirement System v. Jagged Peak Energy Inc et al

Filed: June 2, 2017 as 1:2017cv01346
Court: Colorado District Court
Defendant: Jagged Peak Energy Inc, Joseph N. Jaggers, Robert W. Howard, Shonn D. Stahlecker, Charles D. Davison, S. Wil Vanloh, Jr., Blake A. Webster, Citigroup Global Markets Inc, Credit Suisse Securities (USA) LLC, J.P. Morgan Securities LLC, Goldman, Sachs & Co., RBC Capital Markets, LLC, Wells Fargo Securities, LLC, UBS Securities LLC, Keybanc Capital Markets Inc, ABN Amro Securities (USA) LLC, Fifth Third Securities Inc, Petrie Partners Securities LLC, Tudor, Pickering, Holt & Co. Securities Inc, BMO Capital Markets Corp., Deutsche Bank Securities Inc., Evercore Group L.L.C., Scotia Capital (USA) Inc
Plaintiff: Oklahoma Police Pension and Retirement System
Nature of Suit: Securities/Commodities/Exchanges

Nijsse v. Citigroup Technology, Inc. et al

Filed: May 30, 2017 as 5:2017cv06067
Court: Missouri Western District Court
Defendant: Citigroup Technology, Inc., Cushman & Wakefield of Illinois, Inc., Jones Lang LaSalle Americas, Inc., Kenneth Van Engen
Plaintiff: Chris Nijsse
Nature of Suit: Employment

In Re: Libor-Based Financial

Filed: May 24, 2017 as 17-1694
Court: U.S. Court of Appeals, Second Circuit
Petitioner: PFI Diversified Real Asset Fund, PFI Equity Income Fund, PFI Global Diversified Income Fund, PFI Government & High Quality Bond Fund, PFI High Yield Fund, PFI High Yield Fund I, PFI Core Plus Bond I Fund, PFI Income Fund, PFI Inflation Protection Fund, PFI Short-Term Income Fund, PFI Money Market Fund, PFI Preferred Securities Fund, Principal Variable Contracts Funds, Inc., PVC Asset Allocation Account, PVC Money Market Account, PVC Balanced Account, PVC Bond & Mortgage Securities Account, PVC Equity Income Account, PVC Government & High Quality Bond Account, PVC Income Account, PVC Short-Term Income Account, The Federal Home Loan Mortgage Corporation, Principal Financial Group, Inc., Principal Financial Services, Inc., Principal Life Insurance Company, Principal Funds, Inc., PFI Bond & Mortgage Securities Fund, PFI Bond Market Index Fund
Plaintiff: Joseph Amabile, Louie Amabile, individually & on behalf of Lue Trading, Inc., Norman Byster, Michael Cahill, Richard Deogracias, individually on behalf of RCD Trading, Inc., Marc Federighi, individually on behalf of MCO Trading, Scott Federighi, Robert Furlong, David Gough, David Klusendorf, Ronald Krug, Brian Haggerty, John Monckton, Philip Olson, Christopher Lang, David Vecchione, Randall Williams, Brett Pankau, 303 Proprietary Trading LLC, Margery Teller, John Henderson, Eduardo Restani, Nicholas Pesa
Respondent: Bank of America Corporation, Barclays Bank PLC, UBS AG, Credit Suisse Group AG, WestLB AG, Bank of America N.A., Merrill Lynch Capital Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Merrill Lynch & Co., Inc., Bank of America Securities LLC, Merrill Lynch International Bank, Ltd., Bank of America Home Loans, Barclays Capital Inc., Barclays US Funding LLC, Bank of Tokyo-Mitsubishi UFJ Trust Company, British Bankers' Association, BBA Enterprises, Ltd, BBA Libor, Ltd, Cooperatieve Rabobank U.A., Rabobank Group, Credit Suisse Group, NA, Credit Suisse Securities (USA) LLC, Credit Suisse International, Credit Suisse (USA), Inc., Citibank, N.A., CitiGroup Global Market, Inc., Citigroup Inc., Citigroup Financial Products, Inc., Citi Swapco Inc., Citigroup Global Markets Limited, Citigroup Funding, Inc., J.P. Morgan Chase & Co. and others
Nature of Suit: Other

In Re: Libor-Based Financial

Filed: May 12, 2017 as 17-1569
Court: U.S. Court of Appeals, Second Circuit
Defendant: Credit Agricole S.A., Sumitomo Mitsui Banking Corporation, BNP Paribas S.A., RBS Citizens, N.A., incorrectly sued as othe Charter One Bank NA, RBS Citizens, N.A., Credit Suisse Group, NA, Citizens Bank of Massachusetts, agent of RBS Citizens Bank, NA, Barclays US Funding LLC, Deutsche Bank Financial LLC, Rabobank Group, Does 1 Through 10, Societe Generale Corporate & Investment Banking, National Association, Cooperative Centrale Raiffeisen - Boerenleenbank B.A., Stephanie Nagel, John Does #1- #5, National Collegiate Student Loan Trust 2007-1, Chase Bank USA, N.A., UBS Securities LLC, J.P. Morgan Clearing Corp., Bank of America Securities LLC, Citi Swapco Inc., Centrale Raiffeisen-Berenleenbank B.A., UBS AG, Royal Bank of Scotland Group PLC, Bank of Nova Scotia, The Royal Bank of Scotland PLC, Citigroup Financial Products, Inc., J.P. Morgan Bank Dublin PLC, FKA Bear Stearns Bank PLC, UBS Limited, The Hong Kong and Shanghai Banking Corporation Ltd., RBC Capital Markets LLC, Societe Generale and others
Defendant - Appellee: Lloyds Banking Group plc, Bank of America Corporation, The Royal Bank of Scotland Group PLC, Citibank, N.A., Credit Suisse Group AG, Deutsche Bank AG, JPMorgan Chase & Co., The Norinchukin Bank, UBS AG, HBOS plc, Royal Bank of Canada, HSBC Bank PLC, Citigroup Inc., Cooperatieve Rabobank U.A., FKA Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., JPMorgan Chase Bank, N.A., The Bank of Tokyo-Mitsubishi UFJ, Ltd., Bank of America, N.A., Barclays Bank PLC, WestDeutsche ImmobilienBank AG, Portigon AG, FKA WestLB AG, HSBC Holdings PLC
Plaintiff: Carpenters Pension Fund of West Virginia, City of Dania Beach Police & Firefighters' Retirement System, Individually and on behalf of all others similarly situated, Ravan Investments, LLC, Richard Hershey, Jeffrey Laydon, on behalf of himself and all others similarly situated, Linda Zacher, Ellen Gelboim, on behalf of herself and all others similarly situated, Roberto E. Calle Gracey, AVP Properties, LLC, Community Bank & Trust, Berkshire Bank, Individually and On Behalf of All Others Similarly Situated, Elizabeth Lieberman, on behalf of themselves and all other similarly situated, Todd Augenbaum, on behalf of themselves and all others similarly situated, 33-35 Green Pond Road Associates, LLC, on behalf of itself and all others similarly situated, Metzler Investment GmbH, on behalf of itself and all others similarly situated, Gary Francis, 303030 Trading LLC, Atlantic Trading USA, LLC, FTC Futures Fund SICAV, on behalf of themselves and all others similarly situated, Nathaniel Haynes, Courtyard at Amwell II, LLC, Annie Bell Adams, on behalf of herself and all others similarly situated, Jill Court Associates II, LLC, Greenwich Commons II, LLC, Dennis Paul Fobes, on behalf of himself and all others similarly situated, Leigh E. Fobes, on behalf of herself and all others similarly situated, Maidencreek Ventures II LP, Raritan Commons, LLC, Margaret Lambert, on behalf of herself and all others similarly situated, Lawrence W. Gardner, on behalf of themselves and all others similarly situated, Betty L. Gunter, on behalf of herself and all others similarly situated, Texas Competitive Electric Holdings Company LLC and others
Plaintiff - Appellant: Schwab Short-Term Bond Market Fund, Schwab Total Bond Market Fund, Schwab U.S. Dollar Liquid Assets Fund, Schwab Money Market Fund, Schwab Value Advantage Money Fund, Schwab Retirement Advantage Money Fund, Schwab Investor Money Fund, Schwab Cash Reserves, Schwab Advisor Cash Reserves, Charles Schwab Bank, N.A., Charles Schwab & Co., Inc., Schwab YieldPlus Fund, Schwab YieldPlus Fund Liquidation Trust, The Charles Schwab Corporation

Craft et al v. Citigroup Global Markets Realty Corp. et al

Filed: May 11, 2017 as 1:2017cv10839
Court: Massachusetts District Court
Defendant: Citigroup Global Markets Realty Corp., Regions Bank Corp
Plaintiff: Kathleen M. Craft, Robin M. Craft
Nature of Suit: Other Contract

Securities and Exchange Commis v. Leon Cosgrove, LLC, et al

Filed: May 9, 2017 as 17-12143
Court: U.S. Court of Appeals, Eleventh Circuit
: CITIGROUP INC., CITIBANK, N.A.
Defendant: SERVICE
Interested Party - Appellant: LEON COSGROVE, LLC, MITCHELL SILBERBERG & KNUPP LLP
Plaintiff - Appellee: SECURITIES AND EXCHANGE COMMISSION

Sarmiento v. Deutsche Bank Trust Company Americas et al

Filed: May 8, 2017 as 1:2017cv03411
Court: New York Southern District Court
Defendant: Deutsche Bank Trust Company Americas, ABB Ltd., Goldman, Sachs & Co., Morgan Stanley & Co. LLC, Merill Lynch, Pierce, Fenner & Smith, Barclays Capital Inc., BNP Parabas Securities Corp., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, HSBC Securities (USA) Inc., JP Morgan Securities LLC, Nordea Bank Danmark A/S, UBS Securities LLC, SEB, Svenska Handels Banker, SG Americas, Credit Agricole, RBS Securities Inc.
Plaintiff: Sheila Sarmiento
Nature of Suit: Other Civil Rights

Picard v. Citigroup Global Markets Limit

Filed: April 28, 2017 as 17-1431
Court: U.S. Court of Appeals, Second Circuit
Petitioner: Irving H. Picard, Trustee for the Substantively Consolidated SIPA Liquidation of Bernard L. Madoff Investment Securities LLC and the Estate of Bernard L. Madoff
Respondent: Citigroup Global Markets Limited
Nature of Suit: Other

Contant et al v. Bank Of America Corporation et al

Filed: April 28, 2017 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Bank Of America Corporation, Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., The Bank of Tokyo Mitsubishi UFJ Ltd., Barclays Bank PLC, Barclays Capital Inc., BNP Paribas Group, BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Citigroup Inc., Citibank, N.A., Citicorp, Citigroup Global Markets Inc., Credit Suisse Group AG, Credit Suisse AG, Credit Suisse Securities (USA) LLC, Deutsche Bank AG, Deutsche Bank Securities Inc., The Goldman Sachs Group, Inc., Goldman, Sachs & Co., HSBC Holdings PLC, HSBC Bank PLC, HSBC North America Holdings, Inc., HSBC Bank USA, N.A., HSBC Securities (USA) Inc., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., Morgan Stanley, Morgan Stanley & Co., LLC, Morgan Stanley & Co. International PLC, RBC Capital Markets LLC and others
Plaintiff: James Contant, Martin-Han Tran, Carlos Gonzalez, Ugnius Matkus, Jerry Jacobson, Paul Vermillion
Nature of Suit: Antitrust

Fidelity Brokerage Services LLC v. Ruiz et al

Filed: April 21, 2017 as 7:2017cv02915
Court: New York Southern District Court
Defendant: Nicholas Ruiz, Citigroup Global Markets, Inc.
Plaintiff: Fidelity Brokerage Services LLC
Nature of Suit: Other Contract

Luby's Fuddruckers Restaurants, LLC v. Visa Inc. et al

Filed: April 7, 2017 as TXS/4:17-cv-01049
Court: Judicial Panel on Multidistrict Litigation
Defendant: Visa Inc., Visa U.S.A., Inc., Visa International Service Association, MasterCard Incorporated, Mastercard International Incorporated, BA Merchant Services LLC, Bank of America Corporation, Barclays Bank of Delaware, Capital One, N.A., Capital One Bank (USA), N.A., Capital One Financial Corporation, Chase Bank USA, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase & Co., Citigroup, Inc., Citibank, N.A., Fifth Third Bancorp, First National Bank of Omaha, HSBC Finance Corporation, HSBC North America Holdings, Inc., PNC Financial Services Group, Inc., SunTrust Banks, Inc., SunTrust Bank, Texas Independent Bancshares, Inc., Wells Fargo & Company, Wells Fargo Merchant Services, LLC
Plaintiff: Luby's Fuddruckers Restaurants, LLC
Nature of Suit: Other

Luby's Fuddruckers Restaurants, LLC v. Visa Inc. et al

Filed: April 5, 2017 as 4:2017cv01049
Court: Texas Southern District Court
Defendant: Visa Inc., Visa U.S.A., Inc., Visa International Service Association, MasterCard Incorporated, Mastercard International Incorporated, BA Merchant Services LLC, Bank of America Corporation, Barclays Bank of Delaware, Capital One, N.A., Capital One Bank (USA), N.A., Capital One Financial Corporation, Chase Bank USA, N.A., JPMorgan Chase Bank, N.A., JPMorgan Chase & Co., Citigroup, Inc., Citibank, N.A., Fifth Third Bancorp, First National Bank of Omaha, HSBC Finance Corporation, HSBC North America Holdings, Inc., PNC Financial Services Group, Inc., SunTrust Banks, Inc., SunTrust Bank, Texas Independent Bancshares, Inc., Wells Fargo & Company, Wells Fargo Merchant Services, LLC
Plaintiff: Luby's Fuddruckers Restaurants, LLC
Nature of Suit: Antitrust

Sonterra Capital Master Fund L v. UBS AG

Filed: April 4, 2017 as 17-944
Court: U.S. Court of Appeals, Second Circuit
Defendant: Citibank, N.A., Citigroup Inc., Citibank Japan LTD, Citigroup Global Markets Japan, Inc., HSBC Holdings PLC, HSBC Bank PLC, R.P. Martin Holdings Limited, Martin Brokers (UK) Ltd, Merrill Lynch International, John Does, 1-50, National Association, HBOS plc
Defendant - Appellee: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd., The Bank of Tokyo-Mitsubishi UFJ, Ltd., Sumitomo Mitsui Trust Bank, Limited, FKA The Sumitomo Trust & Banking Co., Ltd., The Norinchukin Bank, Mitsubishi UFJ Trust and Banking Corporation, Sumitomo Mitsui Banking Corporation, Resona Bank, Ltd., JPMorgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, Mizuho Corporate Bank, Ltd., Deutsche Bank AG, DB Group Services (UK) Limited, Mizuho Trust & Banking Co., Ltd., The Shoko Chukin Bank, Ltd., Shinkin Central Bank, The Bank of Yokohama, Ltd., Societe Generale S.A., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities Japan Limited, Barclays Bank PLC, Barclays Capital Inc., Barclays PLC, Cooperatieve Centrale Raiffeisen-Boerenleenbank B.A., Lloyds Banking Group plc, Lloyds Bank plc, ICAP plc, ICAP Europe Limited, Tullett Prebon plc and others
Plaintiff - Appellant: Sonterra Capital Master Fund Ltd., California State Teachers' Retirement System, Hayman Capital Master Fund, L.P., Japan Macro Opportunities Master Fund, L.P.

PUBLIC EMPLOYEES' RETIREMENT SYSTEM OF MISSISSIPPI v. ENDO INTERNATIONAL PLC et al

Filed: March 31, 2017 as 2:2017cv01466
Court: Pennsylvania Eastern District Court
Defendant: ENDO INTERNATIONAL PLC, RAJIV KANISHKA LIYANAARCHCHIE DE SILVA, SUKETU P. UPADHYAY, DANIEL A. RUDIO, ROGER H. KIMMEL, SHANE M. COOKE, JOHN J. DELUCCA, ARTHUR J. HIGGINS, NANCY J. HUTSON, MICHAEL HYATT, WILLIAM P. MONTAGUE, JILL D. SMITH, WILLIAM F. SPENGLER, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES LLC, BARCLAYS CAPITAL INC., DEUTSCHE BANK SECURITIES INC., RBC CAPITAL MARKETS, LLC, CITIGROUP GLOBAL MARKETS, LLC, MORGAN STANLEY & CO. LLC, SUNTRUST ROBINSON HUMPHREY, INC., TD SECURITIES (USA) LLC, MITSUBISHI UFJ SECURITIES (USA) INC.
Plaintiff: PUBLIC EMPLOYEES' RETIREMENT SYSTEM OF MISSISSIPPI
Nature of Suit: Securities/Commodities/Exchanges

O'Connell et al v. Citigroup Mortgage Loan Trust Inc

Filed: March 29, 2017 as 2:2017cv10988
Court: Michigan Eastern District Court
Defendant: Citigroup Mortgage Loan Trust Inc
Plaintiff: Daniel O'Connell, Diane O'Connell
Nature of Suit: Foreclosure

Kaldren LLC v. CitiGroup, Inc.

Filed: March 23, 2017 as 5:2017cv00066
Court: Texas Eastern District Court
Defendant: CitiGroup, Inc.
Plaintiff: Kaldren LLC
Nature of Suit: Patent

Mcintire v. Ally Financial Inc. et al

Filed: March 15, 2017 as 2:2017cv10833
Court: Michigan Eastern District Court
Defendant: Ally Financial Inc., Christopher A. Balmy, David J. Debrunner, Robert T. Blakely, Mayree C. Clark, Stephen A. Feinberg, Kim S. Fennebresque, Gerald Greenwald, Franklin W. Hobbs, Brian P. MacDonald, Marjorie Magner, Henry S. Miller, Matthew Pendo, Citigroup Global Markets Inc., Goldman, Sachs & Co., Morgan Stanley & Co. LLC, Barclays Capital Inc., Merrill Lynch, Pierce Fenner & Smith Incorporated, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Sandler O'Neill & Partners, L.P., Keefe, Bruyette & Woods, Inc., Credit Suisse Securities (USA) LLC, Evercore Group L.L.C., RBC Capital Markets, LLC, Scotia Capital (USA) Inc., Credit Agricole Securities (USA) Inc., Raymond James & Associates, Inc., SG Americas Securities, LLC, Guggenheim Securities, LLC, Sanford C. Bernstein & Co., LLC, Global Hunter Securities, LLC and others
Plaintiff: James Mcintire
Nature of Suit: Securities/Commodities/Exchanges