In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: May 19, 2023 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
ORDER GRANTING PLAINTIFFS' MOTION FOR DISBURSEMENT OF INTEREST INCOME ON THE SETTLEMENT FUNDS granting 17cv3139 doc. 580 Motion for Disbursement of Funds. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: 1. The Additional Net Settlement Funds alloca tion determinations made by Court-appointed Claims Administrator Heffler Claims Group ("Heffler") now known as Kroll Settlement Administration ("Kroll") in consultation with Plaintiffs' expert economic consulting…
Contant et al v. Bank Of America Corporation et al
Filed: May 19, 2023 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER GRANTING PLAINTIFFS' MOTION FOR DISBURSEMENT OF INTEREST INCOME ON THE SETTLEMENT FUNDS granting 580 Motion for Disbursement of Funds. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: 1. The Additional Net Settlement Funds allocation deter minations made by Court-appointed Claims Administrator Heffler Claims Group ("Heffler") now known as Kroll Settlement Administration ("Kroll") in consultation with Plaintiffs' expert economic consulting firm,…
Hamrit v. Citigroup Global Markets, Inc. et al
Filed: April 14, 2023 as 1:2022cv10443
Court: New York Southern District Court
Defendant: Citigroup Global Markets, Inc., City Personal Wealth Management, Citigroup, Inc.
Plaintiff: Houssam Eddine Hamrit
Nature of Suit: Other Fraud
ORDER terminating 17 Letter Motion to Stay re: 17 LETTER MOTION to Stay action and to compel arbitration and for pre-motion conference addressed to Judge John P. Cronan from Bruce S. Goodman dated April 7, 2023. Defendants sha ll file their motion by May 1, 2023. Plaintiff shall file his response by June 1, 2023. Defendant shall file their reply, if any, by June 22, 2023. Per the Court's Individual Rules and Practices in Civil Cases, Defendants' pre-motion…
Sonterra Capital Master Fund Ltd. et al v. UBS AG et al
Filed: April 14, 2023 as 1:2015cv05844
Court: New York Southern District Court
Defendant: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd., Bank Of Tokyo Mitsubishi UFJ LTD, Sumitomo Trust & Banking Co. Ltd., Norinchukin Bank, The, Mitsubishi UFJ Trust and Banking Corporation, Sumitomo Mitsui Banking Corporation, Resona Bank, Ltd., J.P. Morgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, Mizuho Corporate Bank Ltd., Deutsche Bank AG, DB Group Services UK Limited, Mizuho Trust and Banking Co., Ltd., The Shoko Chukin Bank, Shinkin Central Bank, The Bank of Yokohama, Ltd., Societe Generale S.A., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities Japan Limited, BARCLAYS BANK PLC, Barclays Capital, Inc., Barclays PLC, Citibank NA, Citigroup Inc, Citibank Japan LTD, Citigroup Global Markets Japan, Inc., COOPERATIEVE CENTRALE RAIFFEISEN- BOERENLEENBANK B.A., HSBC Holdings plc
and others
Plaintiff: Sonterra Capital Master Fund Ltd., Hayman Capital Management L.P.
Nature of Suit: Securities/Commodities/Exchanges
ORDER granting 690 Letter Motion to Adjourn Conference. The parties' request at ECF No. 690 is GRANTED, and the telephone conference scheduled for April 18, 2023 is ADJOURNED to Wednesday, June 7, 2023 at 3:00 pm on the Court's conferen ce line. The parties are directed to call: (866) 390-1828; access code: 380-9799, at the scheduled time. The Clerk of Court is respectfully directed to close ECF No. 690. SO ORDERED. Telephone Conference set for 6/7/2023 at 03:00 PM before…
McCurly v. Citigroup Global Markets Holdings Inc. and Citigroup Inc. et al
Filed: March 27, 2023 as 3:2022cv01031
Court: Puerto Rico District Court
Defendant: Citigroup Global Markets Holdings Inc. and Citigroup Inc., Velocity Shares, Janus Henderson Group
Plaintiff: Matthew Ryan McCurly
Nature of Suit: Negotiable Instrument
OPINION AND ORDER. The motion to dismiss at ECF No. 17 is GRANTED. Plaintiff's claims against co-defendants Janus and Velocity are thus DISMISSED WITH PREJUDICE. The motion to dismiss at ECF No. 19 is DENIED WITHOUT PREJUDICE. The motions at ECF No. 28, 34, although untimely filed and unauthorized, are hereby NOTED, subject to the remarks and rulings discussed in this Opinion and Order. Plaintiff's improper request for summary judgment and for default judgment are DENIED…
In re Citigroup Securities Litigation
Filed: March 24, 2023 as 1:2020cv09132
Court: New York Southern District Court
Defendant: Mark A. L. Mason, Citigroup Inc., Michael L. Corbat, John C. Gerspach
Plaintiff: City of Sunrise Firefighters Pension Fund
Nature of Suit: Securities/Commodities/Exchanges
OPINION & ORDER re: 115 MOTION to Dismiss the Consolidated Amended Complaint. filed by Citigroup Inc., Deborah C. Wright, Barbara Desoer, Duncan P. Hennes, Ellen M. Costello, Franz B. Humer, Michael E. ONeill, John C. Gerspach, Pet er B. Henry, Ernesto Zedillo Ponce De Leon, Anthony M. Santomero, Michael L. Corbat, James S. Turley, Eugene M. McQuade, John C. Dugan, Lew W. Jacobs IV, Grace E. Dailey, Renee J. James, S. Leslie Ireland, Alexander Wynaendts, Mark A. L. Mason. For…
Citigroup Inc. v. Seade
Filed: March 24, 2023 as 1:2021cv10413
Court: New York Southern District Court
Petitioner: Citigroup Inc.
Respondent: Luis Sebastian Sayeg Seade
Nature of Suit: Arbitration
PRELIMINARY INJUNCTION ORDER Pending a decision by this Court on Citigroup's Motion to Confirm, the Court orders as follows: (a)Sayeg is enjoined and restrained, together with his officers, agents, servants,employees, and attorneys (in Mexi co or elsewhere) and all other persons who arein active concert or participation with Sayeg or any of his officers, agents, servants,employees, or attorneys, from commencing or prosecuting any action or proceeding,in Mexico or elsewhere,…
Federal Deposit Insurance Corporation As Receiver For Colonial Bank v. Chase Mortgage Finance Corp. et al
Filed: February 3, 2023 as 1:2012cv06166
Court: New York Southern District Court
Defendant: Chase Mortgage Finance Corp., JP Morgan Chase & Co., J.P. Morgan Securities LLC., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., First Horizon Asset Securities Inc., First Horizon Home Loan Corporation, Ally Securities LLC., Credit Suisse (USA) LLC., Deutsche Bank Securities Inc., FTN Financial Securities Corp., HSBC Securities (USA) Inc., Merrill Lynch Pierce Fenner & Smith Inc., RBS Securities Inc., UBS Securities LLC., Wells Fargo Asset Securities Corporation
Plaintiff: Federal Deposit Insurance Corporation As Receiver For Colonial Bank
Nature of Suit: Securities/Commodities/Exchanges
OPINION & ORDER denying 357 Motion for Partial Summary Judgment; granting 369 Motion for Partial Summary Judgment: Plaintiff's motion for partial summary judgement is granted, and defendants' cross motion for partial summaryjudgement is denied. (Signed by Judge Louis L. Stanton on 2/3/2023) (ml)
Loomis Sayles Trust Company LLC v. Citigroup Global Markets Inc
Filed: January 24, 2023 as 1:2022cv06706
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc
Plaintiff: Loomis Sayles Trust Company LLC
Nature of Suit: Other Contract
STIPULATION AND ORDER RE: DISCOVERY OF ELECTRONICALLY STORED INFORMATION AND HARD-COPY DOCUMENTS...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED (Signed by Judge Lorna G. Schofield on 1/24/2023) (ks)
Sonterra Capital Master Fund Ltd. et al v. UBS AG et al
Filed: January 17, 2023 as 1:2015cv05844
Court: New York Southern District Court
Defendant: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd., Bank Of Tokyo Mitsubishi UFJ LTD, Sumitomo Trust & Banking Co. Ltd., Norinchukin Bank, The, Mitsubishi UFJ Trust and Banking Corporation, Sumitomo Mitsui Banking Corporation, Resona Bank, Ltd., J.P. Morgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, Mizuho Corporate Bank Ltd., Deutsche Bank AG, DB Group Services UK Limited, Mizuho Trust and Banking Co., Ltd., The Shoko Chukin Bank, Shinkin Central Bank, The Bank of Yokohama, Ltd., Societe Generale S.A., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities Japan Limited, BARCLAYS BANK PLC, Barclays Capital, Inc., Barclays PLC, Citibank NA, Citigroup Inc, Citibank Japan LTD, Citigroup Global Markets Japan, Inc., COOPERATIEVE CENTRALE RAIFFEISEN- BOERENLEENBANK B.A., HSBC Holdings plc
and others
Plaintiff: Sonterra Capital Master Fund Ltd., Hayman Capital Management L.P.
Nature of Suit: Securities/Commodities/Exchanges
PROTOCOL GOVERNING FACT DEPOSITIONS: Subject to the approval of the Court, and pursuant to Paragraph 6 e.i of the Report of Rule 26(f) Conference and Case Management Plan entered by the Court on November 3, 2022, ECF No. 633, as amended on December 1 6, 2022 (ECF No. 637) ("CMP"), the undersigned Parties in the above-captioned Action, through their counsel, hereby stipulate and agree to the Protocol Governing Fact Depositions, as further set forth in this Order. (Signed by…
Hamrit v. Citigroup Global Markets, Inc. et al
Filed: January 4, 2023 as 1:2022cv10443
Court: New York Southern District Court
Defendant: Citigroup Global Markets, Inc., City Personal Wealth Management, Citigroup, Inc.
Plaintiff: Houssam Eddine Hamrit
Nature of Suit: Other Fraud
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the filing fees to commence this action. The Clerk of Court is directed to issue summonses as to Defendants Citigroup Global Markets, Inc., Citi Personal Wealth Management, and Citigro up, Inc. Plaintiff is directed to serve the summons and complaint on each defendant within 90 days of the issuance of the summonses. If within those 90 days, Plaintiff has not either served Defendants or requested an extension of time to…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: December 1, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL APPROVAL ORDER OF CLASS ACTION SETTLEMENT WITH DEUTSCHE BANK AG. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT: In so holding, the Court finds that, solely for purposes of settlement, the Settlement Class meets all of the applicable requir ements of FED. R. CIV. P. 23(a) and (b)(3). The Court hereby finds, in the specific context of this Settlement, that: (i) the Settlement Class is so numerous that joinder of all Settlement Class Members is impracticable, FED. R. Crv. P.…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: December 1, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
ORDER AWARDING INCENTIVE A WARDS TO PLAINTIFFS. IT IS HEREBY ORDERED, ADJUDGED AND DECREED THAT: The Court hereby awards Incentive Awards as follows in recognition of the recipient's contributions and reasonable expenses related to the Action on behalf of the Settlement Class: a. $125,000 to Fund Liquidation Holdings, LLC; b. $ 125,000 to Moon Capital Partners Master Fund Ltd.;c. $ 125,000 to Moon Capital Master Fund Ltd.; Without affecting the finality of this…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: December 1, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
ORDER GRANTING PLAINTIFFS' COUNSEL'S MOTION FOR AN AWARD OF ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES granting 526 Motion for Attorney Fees. IT IS HEREBY ORDERED, ADJUDGED AND DECREED THAT: The Court hereby awards Plaintiffs ' Counsel attorneys' fees of $38,864,500.00 (25% of the total Settlement Funds), and litigation expenses of $179,945.33, together with interest for the same time period and at the same rate as earned by the …
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE OF DEUTSCHE BANK AG. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: Upon the Effective Date of the Settlement, the Action, including each claim in the Action, is hereby dismissed with prejudice o n the merits as to Deutsche Bank (but not any other Defendant) without fees or costs except as provided by the terms of the Settlement. Upon the Effective Date of the Settlement, the Action shall be dismissed fully, finally and in its…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL APPROVAL ORDER OF CLASS ACTION SETTLEMENT WITHAUSTRALIA AND NEW ZEALAND BANKING GROUP, LTD., BANK OF AMERICA, N.A., BARCLAYS BANK PLC, BNP PARIBAS, S.A., COMMERZBANK AG, CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, DBS BANK LTD., MUFG BANK, L TD. (F/K/A THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.), OVERSEA- CHINESE BANKING CORPORATION LIMITED, THE ROYAL BANK OF SCOTLAND PLC (N/K/A NATWEST MARKETS PLC), STANDARD CHARTERED BANK, UBS AG, AND UNITED OVERSEAS BANK LIMITED: This Final…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL APPROVAL ORDER OF CLASS ACTION SETTLEMENT WITH ING BANK N.V. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT: This Final Approval Order hereby incorporates by reference the definitions in the Settlement Agreement and all terms used herein, except as otherwise expressly defined herein, shall have the same meanings as set forth in the Settlement Agreement. Representative Plaintiffs are hereby approved to serve as representatives of such Settlement Class for purposes of the…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE OF CREDIT SUISSE AG IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: This Final Judgment hereby incorporates by reference the definitions in theStipulation and Agreement of Settlement dated April 22, 2 022 between Representative Plaintiffs and Credit Suisse, ECF No. 473-4 (the "Settlement Agreement"), and all terms used herein, except as otherwise expressly defined herein, shall have the same meanings as set forth in the…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL APPROVAL ORDER OF CLASS ACTION SETTLEMENT WITH HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED THAT: For purposes only of the settlement of the Released Claims set forth in the Settlement Agree ment (the "Settlement"), the Court hereby finally certifies the Settlement Class as further set forth in this Order. In so holding, the Court finds that, solely for purposes of settlement, the Settlement Class meets all of the…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: November 29, 2022 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
FINAL JUDGMENT AND ORDER OF DISMISSAL WITH PREJUDICE OF AUSTRALIA AND NEW ZEALAND BANKING GROUP, LTD., BANK OF AMERICA, N.A., BARCLAYS BANK PLC, BNP PARIBAS, S.A., COMMERZBANK AG, CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK, DBS BANK LTD., MUFG BAN K, LTD. (F/K/A THE BANK OF TOKYO-MITSUBISHI UFJ, LTD.), OVERSEA CHINESE BANKING CORPORATION LIMITED, THE ROY AL BANK OF SCOTLAND PLC (N/K/A NATWEST MARKETS PLC), STANDARD CHARTERED BANK, UBS AG, AND UNITED OVERSEAS BANK LIMITED IT IS HEREBY…
