Foat v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09875
Court: New York Southern District Court
Defendant: Tianyu Zhu, China International Capital Corporation Hong Kong Securities Limited, Min Luo, Citigroup Global Markets Inc., Qudian Inc., Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Li Du, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc
Petitioner: Kaib Global Fund LP, Chunlei He
Plaintiff: Bryan D. Foat
Nature of Suit: Securities/Commodities/Exchanges
JUDGMENT APPROVING CLASS ACTION SETTLEMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: Accordingly, this Court orders that: Without further action by anyone, and subject to paragraph 10 below, upon the Effective Date of the Settlement, Plaintiffs&# 039; Releasees (regardless of whether any such person ever seeks or obtains by any means, including without limitation by submitting a Proof of Claim, any disbursement from the Settlement) shall be deemed to have, and by operation of the…
Ramnath et al v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
JUDGMENT APPROVING CLASS ACTION SETTLEMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: Accordingly, this Court orders that: Without further action by anyone, and subject to paragraph 10 below, upon the Effective Date of the Settlement, Plainti ffs' Releasees (regardless of whether any such person ever seeks or obtains by any means, including without limitation by submitting a Proof of Claim, any disbursement from the Settlement) shall be deemed to have, and by operation of…
Ramnath et al v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
ORDER AWARDING ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES granting (241) Motion for Attorney Fees in case 1:17-cv-09741-JMF. NOW, THEREFORE, IT IS HEREBY ORDERED THAT: This Order incorporates by reference the definitions in the Stipulation and Agreement of Settlement dated November 13, 2020 (ECF No. 227-1, "Stipulation") and all capitalized terms not otherwise defined herein shall have the same meanings as set forth in the Stipulation. The Court has…
Steadman et al v. Citigroup Global Markets Holdings, Inc.
Filed: May 24, 2021 as 1:2021cv02430
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Patricia A. Steadman, Patricia Steadman Ltd.
Nature of Suit: Securities/Commodities/Exchanges
ORDER: This case has been referred to me for general pretrial purposes. The last record on file in the case is a letter filed on April 20, 2021 requesting consolidation of certain other related cases. Accordingly, by June 3, 2021, Defendants shall f ile a letter updating the Court as to status of consolidation efforts and any proposed next steps with respect to this case. SO ORDERED. (Signed by Magistrate Judge Robert W. Lehrburger on 5/24/2021) Copies transmitted this date to all…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: May 24, 2021 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
ORDER re: 414 Notice of Withdraw of Counsel filed by Bank of Tokyo-Mitsubishi UFJ, Ltd. Upon the motion of Elizabeth A. Cassady for leave to withdraw as counsel for defendant MUFG Bank, Ltd. (f/k/a The Bank of Tokyo-Mitsubishi UFJ, Ltd.) ("MUFG Bank"), IT IS HEREBY ORDERED: 1. The motion is granted. SO ORDERED. Attorney Elizabeth A Cassady terminated. (Signed by Judge Alvin K. Hellerstein on 5/24/2021) (vfr) Modified on 5/24/2021 (vfr).
Thomas v. Citigroup Global Markets Holding Inc.
Filed: May 12, 2021 as 1:2021cv03673
Court: New York Southern District Court
Defendant: Citigroup Global markets Holding Inc.
Plaintiff: Sean H. Thomas
Nature of Suit: Other Civil Rights
ORDER DIRECTING PAYMENT OF FEES OR IFP APPLICATION: Plaintiff is directed to render payment of the filing fee or submit an IFP application to this Court's Pro Se Office within thirty (30) days of the date of this Order. The Clerk of Co urt is directed to assign this matter to my docket. The Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Order would not be taken in good faith, and therefore in forma pauperis status is denied for th e purpose…
Yambo-Torres v. Citigroup Global Markets Holdings, Inc.
Filed: April 19, 2021 as 1:2021cv02386
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Joel M. Yambo-Torres
Nature of Suit: Securities/Commodities/Exchanges
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the relevant fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings, Inc. ("Citigroup"). Plaintiff is directed to serve the summons and complaint on Citigroup within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Citigroup or requested an extension of time to do so, the Court may dismiss…
Zellner v. Citigroup Global Markets Holdings, Inc.
Filed: April 19, 2021 as 1:2021cv02413
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Korey R. Zellner
Nature of Suit: Securities/Commodities/Exchanges
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the relevant fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings, Inc. ("Citigroup"). Plaintiff is directed to serve the summons and complaint on Citigroup within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Citigroup or requested an extension of time to do so, the Court may dismiss…
Jacobson v. Citigroup Global Markets Holdings Inc.
Filed: April 19, 2021 as 1:2021cv02384
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Bret W. Jacobson
Nature of Suit: Securities/Commodities/Exchanges
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the relevant fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings, Inc. ("Citigroup"). Plaintiff is directed to serve the summons and complaint on Citigroup within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Citigroup or requested an extension of time to do so, the Court may dismiss…
Allen v. Citigroup Global Markets Holdings, Inc.
Filed: April 19, 2021 as 1:2021cv02387
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Thomas P. Allen
Nature of Suit: Securities/Commodities/Exchanges
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the relevant fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings, Inc. ("Citigroup"). Plaintiff is directed to serve the summons and complaint on Citigroup within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Citigroup or requested an extension of time to do so, the Court may dismiss…
Kirk v. Citigroup Global Markets Holdings Inc.
Filed: April 16, 2021 as 1:2020cv07619
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: David M. Kirk
Nature of Suit: Other Civil Rights
ORDER denying 33 Application for the Court to Request Counsel; denying without prejudice to renewal by formal motion 23 Motion to Dismiss. In accordance with today's conference, the Court will accept the below cases as related to the ins tant action: Jacobson v. Citigroup Global Markets Holdings Inc., 21-cv-2384, Yambo-Torres v. Citigroup Global Markets Holdings Inc., 21- cv-2386, Allen v. Citigroup Global Markets Holdings Inc., 21-cv-2387, Zellner v. Citigroup Global…
Nypl v. JP Morgan Chase & Co. et al
Filed: April 15, 2021 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
NOTICE AND ORDER FOR WITHDRAWAL OF COUNSEL: Matthew A. Peller hereby withdraws as counsel for defendants Barclays PLC and Barclays Capital Inc. and shall be removed from the Case Management/Electronic Case Files (CM/ECF) notification list in the above-captioned action. (As further set forth in this Order.) Attorney Matthew Alain Peller terminated. (Signed by Judge Lorna G. Schofield on 4/15/2021) (cf)
Contant et al v. Bank Of America Corporation et al
Filed: April 15, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
NOTICE AND ORDER FOR WITHDRAWAL OF COUNSEL: Matthew A. Peller hereby withdraws as counsel for defendants Barclays Bank PLC and Barclays Capital Inc. and shall be removed from the Case Management/Electronic Case Files (CM/ECF) notification list in the above-captioned action. (As further set forth in this Order.) Attorney Matthew Alain Peller terminated. (Signed by Judge Lorna G. Schofield on 4/15/2021) (cf)
Ravi et al v. Citigroup Global Markets Holdings, Inc.
Filed: April 7, 2021 as 1:2021cv02223
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Umashankar Ravi, Saritha Ravi
Nature of Suit: Securities/Commodities/Exchanges
ORDER OF SERVICE: Plaintiffs, who are proceeding pro se, paid the filing fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings, Inc. Plaintiffs are directed to serve th e summons and complaint on Defendant within 90 days of the issuance of the summons. If within those 90 days, Plaintiffs have not either served Defendant or requested an extension of time to do so, the Court may dismiss the claims against…
Nurlybayev v. ZTO Express (Cayman) Inc. et al
Filed: March 31, 2021 as 1:2017cv06130
Court: New York Southern District Court
Defendant: ZTO Express (Cayman) Inc., Meisong Lai, Jianfa Lai, Jilei Wang, Xiangliang Hu, Baixi Lan, Zing Liu, Frank Zhen Wei, Jianmin (James) Guo, J.P. Morgan Securities LLC, Credit Suisse Securities (USA) LLC, Citigroup Global Markets Inc., China Renaissance Securities (Hong Kong) Limited, Goldman Sachs (ASIA) L.L.C., Morgan Stanley & Co. International PLC
Plaintiff: Rustem Nurlybayev
Nature of Suit: Securities/Commodities/Exchanges
MEMORANDUM OPINION AND ORDER: re: 89 MOTION for Leave to File Second Amended Class Action Complaint filed by Wong Family Trusts. For the foregoing reasons, Plaintiffs' motion for leave to amend is denied in its entirety and the case is dismi ssed. The Clerk of Court is respectfully directed to enter judgment and close the case. This Memorandum Opinion and Order resolves docket entry no. 89. SO ORDERED. (Signed by Judge Laura Taylor Swain on 3/31/2021) (ama) Transmission to…
Steadman et al v. Citigroup Global Markets Holdings, Inc.
Filed: March 25, 2021 as 1:2021cv02430
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Patricia A. Steadman, Patricia Steadman Ltd.
Nature of Suit: Securities/Commodities/Exchanges
ORDER DIRECTING PAYMENT OF FEE OR IFP APPLICATION: Plaintiff is directed to render payment of the filing fee or submit an IFP application to this Court's Pro Se Office within thirty (30) days of the date of this Order. The Clerk of Cou rt is directed to assign this matter to my docket. The Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Order would not be taken in good faith, and therefore in forma pauperis status is denied for the purpose of…
Adams et al v. Citigroup Global Markets Holdings Inc.
Filed: March 16, 2021 as 1:2021cv02270
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Dennis Eric Adams, Sr., James Riley Adams, Dennis Eric Adams, Jr.
Nature of Suit: Securities/Commodities/Exchanges
ORDER DIRECTING PAYMENT OF FEE OR IFP APPLICATIONS: Plaintiffs are directed to render payment of the $402.00 in filing fees or to each submit an IFP application to this Court's Pro Se Office within thirty (30) days of the date of this Order. The Clerk of Court is directed to assign this matter to my docket. The Court certifies, pursuant to 28 U.S.C. § 1915(a)(3), that any appeal from this Order would not be taken in good faith, and therefore in forma pauperis < /I>…
Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Dennis J FitzSimons, et al
Filed: March 12, 2021 as 1:2012cv02652
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HENRY CARSON JACKSON TRUST U/W IRREVOCABLE MANAGEMENT TRUST UA TRUST A-2, Mark Pettijohn, New England Province Society of Jesus, Stark Master Fund Ltd., Nuveen Investment Solutions (fka Richards and Tierney), Blue Cross and Blue Shield of Georgia, Inc., Lawrence F. Klima
Defendant: UD VS RISLEY CJ DE SIEYES ETAL, ANDREW T SZMULANSKI, Robert Chase, ORDER OF FELICIAN SISTERS CS NT OF ST FRANCIS, ADIA INVESTMENT SERIES, Large Cap Index Fund, A Series of SEI Institutional Investments Trust, WATER AND POWER EMPLOYEES' RET DISAB & DEATH BENEFIT INS PLAN, KENNETH R. POSNER AND ARLENE L. POSNER, Ruthellyn Musil 401(K) Savings Plan, MILLER FAMILY TRUST UAD, Jeffrey W. Babcock, THE SHERRY P. BRODER IRA A/K/A SHERRY P. BRODER U/A DTD, Morgan Stanley Smith Barney LLC, HORIZON GOLDEN PARTNERS L P, Crane Asset Management LLC, CA Public EE Retrmnt Sys, The DFA Investment Trust Company, DFA Investment Dimensions Group, Inc., The Alliance Bernstein Portfolios, Frank W. Denius, Donald M. Hinman Jr., Lewis Tatman and Willilam F. Warchol,, STINEHART LIVING TRUST UA DTD, Marlene F Slade Rollover IRA, National Financial Services LLC/Fidelity Management Trust Co, Custodian, James E. Murray, Babson Capital Management LLC, GGCP, INC. F/K/A GABELLI FUNDS, INC. (THE GABELLI EQUITY INC FD), Mutual of America Institutional Funds, Inc, Barbara Bonoff Gettinger, DOROTHY D SMITH TRUST U/A DTD, COPPER NUGGET, INC. (PLEDGED), JEFFREY MARTIN FEDYNAK UGMA/MD, DEBORAH FEDYNAK C/F, ANDREW ALLEN CHARITABLE FOUNDATION SEL ADV/NORTHERN TRUST, UA GENERAL OFFICERS, HON HARRY F BYRD REV TRUST U/A DTD, NORTHERN TRUST INVESTMENTS, INC. F/K/A NORTHERN TRUST INVESTMENTS, N.A., City of Philadelphia Public Employees
and others
Interested Party: Barbara Anne Ward Living Trust, CORPORATION SERVICE COMPANY, General Motors Hourly-Rate Employee Pension Trust
Not Classified By Court: Arthur Lee
Not Yet Classified: Mr. Steven U. Lee, Abbott Laboratories Annuities Retirement Trust, Sprint Master Fund Trust, LYONDELL PETROCHEMICAL CORPORATION DEFINED BENEFIT A/K/A LYONDELL CHEMICAL CO. DEFINED BENEFIT PLAN LCV, Elizabeth Dominick, Nuveen Equity Index Fund, John W Stewart, Stanton R. Cook Charitable Remainder Trust, Current Trustee, the Trust u/w Mary F. Roberts, deceased, fbo the Grandchildren, Ms. Jung E. Lee, Philip V Mann, Regence BlueShield, Diamondback Master Fund/TMS/ITS SETT A/C For Queensgate House, Glen R. Metzger, as Trustee of the NSP-Minnesota Prairie II Retail Qualified Trust (sued as NSP-Minnesota Retail Prairie II Qualified Trust, Current Trustee), Halcyon Diversified Fund LP, Margaret Sindelar
Plaintiff: Marc S. Kirschner, The Official Committee of Unsecured Creditors of Tribune Company, Margaret Gundlach, The Official Committee of Unsecure
Trustee: Trustee Albert Andrews, Jr., as, Paul M. Meister as Trustee for the Paul M. Meister 2005 Revocable Trust u/a
Nature of Suit: Other Fraud
ORDER: On March 1, 2021, pro-se attorney Anne E. Walsh, Esq. requested to be added to the electronic service list for the above-captioned case, 12cv2652. It is hereby ORDERED that the Clerk of Court shall add Anne E. Walsh to the docket as Executor of the Estate of Patricia I. Walsh. (Signed by Judge Denise L. Cote on 3/12/2021) Filed In Associated Cases: 1:11-md-02296-DLC, 1:12-cv-02652-DLC, 1:12-cv-06055-DLC (jca)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: February 24, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER denying without prejudice 518 Letter Motion for Discovery; denying as moot 525 Letter Motion for Leave to File Document. Upon review of the parties' submissions, Plaintiff's letter motion is DENIED without prejudice. That den ial, however, is without prejudice to a new application (made only after conferring with the NYSE Defendants in accordance with the Court's Individual Rules and Practices) identifying ten documents among the 244 originally challenged…
Ng Chie et al v. Citigroup, Inc. et al
Filed: February 18, 2021 as 3:2020cv07611
Court: California Northern District Court
Defendant: Citigroup Global Markets Inc., CitiMortgage, Inc., Citibank, N.A., Citigroup, Inc.
Plaintiff: Hellen Lee Chie, Michael Ng Chie, Xi S. Zhu
Nature of Suit: Banks and Banking
Order by Magistrate Judge Laurel Beeler granting 15 Motion to Dismiss. In the attached order, the court dismisses the FDCPA, the Rosenthal FDCPA, and the RESPA claims with prejudice. The court dismisses the other claims without prejudice and with leave to amend within 21 days after the April 14, 2021 case-management conference. If the parties' investigation is not completed by April 7, 2021, the parties may stipulate to continue the case-management conference and the due date…
