CitiGroup Global Market, Inc. v. Ali-Taha
Filed: July 26, 2021 as 1:2021cv04510
Court: New York Southern District Court
Petitioner: CitiGroup Global Markets, Inc.
Plaintiff: CitiGroup Global Market, Inc.
Respondent: Omer Ali-Taha
Nature of Suit: Arbitration
ORDER: On May 27, 2021, Petitioner filed a petition to confirm an arbitration award and supporting materials. The Court notes that proceedings to confirm an arbitral award must be "treated as akin to a motion for summary judgment." D.H . Blair & Co. v. Gottdiener, 462 F.3d 95, 108 (2d Cir. 2006). Accordingly, Petitioners must file and serve all documents that are required to accompany a motion for summary judgment, including a memorandum of law, a statement pursuant to…
IN RE MEXICAN GOVERNMENT BONDS ANTITRUST LITIGATION
Filed: July 26, 2021 as 1:2018cv02830
Court: New York Southern District Court
Consolidated Plaintiff: Boston Retirement System, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-State Pension Fund, Government Employees' Retirement System of the Virgin Islands, Southeastern Pennsylvania Transportation Authority, Manhattan and Bronx Surface Transit Operating Authority Pension Plan, Metropolitan Transportation Authority Defined Benefit Pension Plan Master Trust
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., Deutsche Bank Securities, Inc., Banco Santander S.A., JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institucion de Banca Multiple, J.P. Morgan Grupo Financiero, HSBC Holdings PLC, Banco Nacional de Mexico, S.A., Institucion de Banca Multipe, Grupo Financiero Banamex, Barclays PLC, Barclays Capital Inc., Santander Investment Securities, Inc., Citigroup Financial Products Inc., Bank Of America Corporation, HSBC Securities (USA) Inc., BBVA Compass Bancshares, Inc., Deutsche Bank AG, Barclays Bank Mexico, S.A., Banco Santander (Mexico) S.A. Institucion de Banca Multiple, Grupo Financiero Santander Mexico, Grupo Financiero Barclays Mexico, S.A. de C.V., HSBC North America Holdings Inc., HSBC Latin America Holdings (UK) Limited, Bankamerica International Financial Corporation, HSBC Mexico, S.A., Institucion de Banca Multiple, Grupo Financiero HSBC, Banco Bilbao Vizcaya Argentaria, S.A., HSBC Markets (USA) Inc., Deutsche Bank Mexico, S.A. Institucion de Banca Multiple, BBVA Bancomer S.A., Institucion de Banca Multiple, Grupo Financiero BBVA Bancomer, Bank of America Mexico, S.A., Institucion de Banca Multiple, Grupo Financiero Bank of America, Grupo Financiero BBVA Bancomer, S.A. de C.V., Deutsche Bank Americas Holding Corp., J.P. Morgan Broker-Dealer Holdings, Inc., Barclays Capital Plc
and others
Plaintiff: Oklahoma Firefighters Pension & Retirement System, Electrical Workers Pension Fund Local 103, I.B.E.W.
Nature of Suit: Antitrust
ORDER ADJOURNING FAIRNESS HEARING: NOW, THEREFORE, the Court having read and considered the submission, upon all prior proceedings in this action, and after all due consideration; IT IS HEREBY ORDERED that: The Fairness Hearing scheduled for Septembe r 13, 2021 is adjourned to October 28, 2021, at 4:30 p.m. The Court's Preliminary Approval Orders otherwise remain in force, and any deadlines based in reference to the Fairness Hearing date shall be adjusted accordingly based on the…
IN RE MEXICAN GOVERNMENT BONDS ANTITRUST LITIGATION
Filed: July 26, 2021 as 1:2018cv02830
Court: New York Southern District Court
Consolidated Plaintiff: Boston Retirement System, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-State Pension Fund, Government Employees' Retirement System of the Virgin Islands, Southeastern Pennsylvania Transportation Authority, Manhattan and Bronx Surface Transit Operating Authority Pension Plan, Metropolitan Transportation Authority Defined Benefit Pension Plan Master Trust
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., Deutsche Bank Securities, Inc., Banco Santander S.A., JPMorgan Chase Bank, National Association, Banco J.P. Morgan, S.A. Institucion de Banca Multiple, J.P. Morgan Grupo Financiero, HSBC Holdings PLC, Banco Nacional de Mexico, S.A., Institucion de Banca Multipe, Grupo Financiero Banamex, Barclays PLC, Barclays Capital Inc., Santander Investment Securities, Inc., Citigroup Financial Products Inc., Bank Of America Corporation, HSBC Securities (USA) Inc., BBVA Compass Bancshares, Inc., Deutsche Bank AG, Barclays Bank Mexico, S.A., Banco Santander (Mexico) S.A. Institucion de Banca Multiple, Grupo Financiero Santander Mexico, Grupo Financiero Barclays Mexico, S.A. de C.V., HSBC North America Holdings Inc., HSBC Latin America Holdings (UK) Limited, Bankamerica International Financial Corporation, HSBC Mexico, S.A., Institucion de Banca Multiple, Grupo Financiero HSBC, Banco Bilbao Vizcaya Argentaria, S.A., HSBC Markets (USA) Inc., Deutsche Bank Mexico, S.A. Institucion de Banca Multiple, BBVA Bancomer S.A., Institucion de Banca Multiple, Grupo Financiero BBVA Bancomer, Bank of America Mexico, S.A., Institucion de Banca Multiple, Grupo Financiero Bank of America, Grupo Financiero BBVA Bancomer, S.A. de C.V., Deutsche Bank Americas Holding Corp., J.P. Morgan Broker-Dealer Holdings, Inc., Barclays Capital Plc
and others
Plaintiff: Oklahoma Firefighters Pension & Retirement System, Electrical Workers Pension Fund Local 103, I.B.E.W.
Nature of Suit: Antitrust
ORDER: granting 237 Letter Motion to Adjourn Conference. So ordered. The fairness hearing is adjourned to October 28, 2021, at 4:30 p.m. Fairness Hearing set for 10/28/2021 at 04:30 PM before Judge J. Paul Oetken. (Signed by Judge J. Paul Oetken on 7/26/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: July 26, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: GRANTING Temporarily 634 Letter Motion to Seal. Application GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 634. SO ORDERED. (Signed by Judge Jesse M. Furman on 7/26/2021) (ama)
Korovin v. Citigroup Global Markets Holdings Inc.
Filed: July 23, 2021 as 1:2021cv03294
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Eugene Korovin
Nature of Suit: Other Civil Rights
ORDER: Leave to proceed in this Court without prepayment of fees is denied as Plaintiff has sufficient assets to pay the fee. See 28 U.S.C. § 1915(a)(1). Plaintiff is directed to pay the $402.00 filing fee within 30 days of the da te of this Order. On July 22, 2021, Plaintiff moved for leave to proceed in forma pauperis. ECF No. 16. Plaintiff's application is DENIED. See 28 U.S.C. § 1915. Plaintiff is hereby ORDERED to pay the $402.00 filing fee by no later…
Korovin v. Citigroup Global Markets Holdings Inc.
Filed: July 1, 2021 as 1:2021cv03294
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Eugene Korovin
Nature of Suit: Other Civil Rights
ORDER DIRECTING PAYMENT OF FEE OR IFP APPLICATION: Accordingly, Plaintiffs request for an extension through July 22, 2021 to pay the required fee is GRANTED. By that date, Plaintiff must pay the $402.00 in fees. Alternatively, if Plaintiff can not pay the required fee, Plaintiff can submit the attached IFP application. If Plaintiff submits the IFP application, it should be labeled with docket number 21-cv-3294. If the Court grants the IFP application, Plaintiff will be permitted to…
Hawaii Structural Ironworkers Pension Trust Fund v. AMC Entertainment Holdings, Inc. et al
Filed: June 28, 2021 as 1:2018cv00299
Court: New York Southern District Court
Defendant: Adam M. Aron, Citigroup Global Markets Inc., Jack Q. Gao, Kathleen M. Pawlus, Credit Suisse Securities (USA) LLC, Lloyd Hill, Lin Zhang, Craig R. Ramsey, Barclays Capital Inc., Howard W. Koch, Jr., Anthony J. Saich, Maojun Zeng, Chris A. Cox, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMC Entertainment Holdings, Inc., Gary F. Locke
Lead Plaintiff: International Union of Operating Engineers Pension Fund of Eastern Pennsylvania and Delaware
Petitioner: Naranbold Gantulga, Linda Lao, City of Riviera Beach General Employees' Retirement System
Plaintiff: Hawaii Structural Ironworkers Pension Trust Fund, Warren Nichols
Nature of Suit: Securities/Commodities/Exchanges
ORDER granting 200 Letter Motion to Adjourn Conference. The conference is adjourned to August 20, 2021 at 3:30 P.M. The joint letter is due seven days before conference. SO ORDERED. Status Conference set for 8/20/2021 at 03:30 PM before Judge Alison J. Nathan. (Signed by Judge Alison J. Nathan on 6/28/2021) (vfr)
Hawaii Structural Ironworkers Pension Trust Fund v. AMC Entertainment Holdings, Inc. et al
Filed: June 24, 2021 as 1:2018cv00299
Court: New York Southern District Court
Defendant: Adam M. Aron, Citigroup Global Markets Inc., Jack Q. Gao, Kathleen M. Pawlus, Credit Suisse Securities (USA) LLC, Lloyd Hill, Lin Zhang, Craig R. Ramsey, Barclays Capital Inc., Howard W. Koch, Jr., Anthony J. Saich, Maojun Zeng, Chris A. Cox, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMC Entertainment Holdings, Inc., Gary F. Locke
Lead Plaintiff: International Union of Operating Engineers Pension Fund of Eastern Pennsylvania and Delaware
Petitioner: Naranbold Gantulga, Linda Lao, City of Riviera Beach General Employees' Retirement System
Plaintiff: Hawaii Structural Ironworkers Pension Trust Fund, Warren Nichols
Nature of Suit: Securities/Commodities/Exchanges
ORDER: A post-discovery status conference is scheduled in this case for July 2, 2021. The proceeding will be held in-person in Courtroom 906 of the Thurgood Marshall United States Courthouse, 40 Centre Street, New York, New York. If either counsel b elieve that the proceeding should be held remotely, counsel should confer with the other side and, no later than June 28, 2021 submit a letter request to that effect. In light of this deadline, it is hereby ORDERED that by June 28, 2021, the…
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: June 24, 2021 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
ORDER granting 424 Letter Motion to Adjourn Conference. Upon the parties' request, the status conference previously scheduled for July 9, 2021, is hereby adjourned to August 24, 2021, at 2:30 p.m. SO ORDERED. Telephone Conference set for 8/24/2021 at 02:30 PM before Judge Alvin K. Hellerstein.. (Signed by Judge Alvin K. Hellerstein on 6/24/2021) (kv)
Mai v. Citigroup Global Markets Holdings Inc.
Filed: June 23, 2021 as 1:2020cv11129
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Ivan Mai
Nature of Suit: Other Civil Rights
ORDER with respect to 25 Motion to Dismiss. Accordingly, it is hereby ordered that plaintiff shall file his response to the motion to dismiss on or before June 30, 2021. If plaintiff fails to do so, he is warned that this case may be dismissed for failure to prosecute under Rule 41 of the Federal Rules of Civil Procedure. The Court notes that the Pro Se Intake Unit at the United States Courthouse, (212) 805-0175 may be of assistance to the plaintiff in connection with court…
Dennis et al v. JPMorgan Chase & Co. et al
Filed: June 22, 2021 as 1:2016cv06496
Court: New York Southern District Court
Defendant: JPMorgan Chase & Co, JPMorgan Chase Bank, N.A. Australia, BNP Paribas, Australia Branch, The Royal Bank of Scotland PLC, Royal Bank of Scotland PLC, LLoyds Bank PLC, HSBC Holdings plc, Credit Suisse Group AG, RBC Capital Markets LLC, Royal Bank of Canada, Citibank N.A., Australia Branch, RBS Group (Australia) Pty Limited, UBS AG, Citibank, N.A., JPMorgan Chase & Co., ICAP plc, Deutsche Bank AG, Macquarie Group Ltd., Bank of New Zealand, UBS AG, Australia Branch, JPMorgan Chase Bank, N.A., ICAP Australia Pty Ltd., RBS N.V., Royal Bank of Canada, Australia Branch, HSBC Bank Australia Limited, National Australia Bank Limited, Tullett Prebon PLC, Credit Suisse AG, Citigroup Inc., The Royal Bank of Scotland Group PLC, Australia and New Zealand Banking Group Ltd., Macquarie Bank Ltd.
and others
Plaintiff: Dennis, FrontPoint Asian Event Driven Fund, L.P., Sonterra Capital Master Fund, Ltd., Richard Dennis, FrontPoint Financial Services Fund, L.P., FrontPoint Financial Horizons Fund, L.P., Orange County Employees Retirement System
Nature of Suit: Antitrust
ORDER: The time of plaintiffs to submit a consolidated motion for conditional class certification of a settlement class in connection with plaintffs' proposed settlements with Australia and New Zealand Banking Group Ltd., Commonwealth Bank of Australia, Morgan Stanley, and Morgan Stanley Australia Limited and for related relief is extended to and including July 19, 2021., (Motions due by 7/19/2021.) (Signed by Judge Lewis A. Kaplan on 6/21/2021) (nb)
Federal Deposit Insurance Corporation as Receiver for Amcore Bank, N.A., et al v. Bank of America Corporation, et al
Filed: June 22, 2021 as 1:2014cv01757
Court: New York Southern District Court
Defendant: Bank of America Corporation, Bank of America, N.A., Merrill Lynch & Co., Merrill Lynch Capital Services, Inc., Merrill Lynch International Bank Ltd., Barclays Bank Plc, British Bankers' Association, BBA Enterprises Ltd., BBA Libor Ltd., Citigroup, Inc., Citibank, N.A., Citigroup Financial Products, Inc., Cooperatieve Centrale Raiffeisen-Boerleenbank, B.A., Creidt Suisse Group AG, Credit Suisse International, Deutsche Bank AG, HSBC Holdings plc, HSBC Bank USA, N.A., The HongKong and Shanghai Banking Corporation Ltd., JP Morgan Chase & Co., JPMorgan Chase Bank, N.A., Bear Stearns Capital Markets, Inc., J.P. Morgan Markets Ltd., J.P. Morgan Bank Dublin PLC, Lloyds Banking Group plc, Lloyds TSB Bank PLC, HBOS Plc, Societe Generale, The Norinchukin Bank, Royal Bank of Canada, The Royal Bank of Scotland plc, The Bank of Tokyo-Mitsubishi UFJ Ltd.
and others
Plaintiff: Federal Deposit Insurance Corporation
Nature of Suit: Antitrust
AMENDED STIPULATION AND PROTECTIVE ORDER CONCERNING CERTAIN HARD COPY RECORDS...regarding procedures to be followed that shall govern the handling of confidential material... So Ordered. (Signed by Judge Naomi Reice Buchwald on 6/22/2021) Filed In Associated Cases: 1:11-md-02262-NRB, 1:14-cv-01757-NRB, 1:18-cv-01540-NRB (js)
Jacobson v. Citigroup Global Markets Holdings Inc.
Filed: June 10, 2021 as 1:2021cv02384
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Bret W. Jacobson
Nature of Suit: Securities/Commodities/Exchanges
ORDER: Defendant is hereby ORDERED to serve upon Plaintiff the Court's order issued on May 28, 2021, ECF No. 14, and its motion to dismiss and supporting memorandum, ECF Nos. 16-17, and file proof of service by no later than June 14, 2021. Defendant is also hereby ORDERED to serve upon Plaintiff the instant order and file proof of service by no later than June 14, 2021. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 6/10/2021) (ama)
Allen v. Citigroup Global Markets Holdings, Inc.
Filed: June 10, 2021 as 1:2021cv02387
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Thomas P. Allen
Nature of Suit: Securities/Commodities/Exchanges
ORDER: Defendant is hereby ORDERED to serve upon Plaintiff the Court's order issued on May 28, 2021, ECF No. 14, and its motion to dismiss and supporting memorandum, ECF Nos. 16-17, and file proof of service by no later than June 14, 2021. Defendant is also hereby ORDERED to serve upon Plaintiff the instant order and file proof of service by no later than June 14, 2021. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 6/10/2021) (ama)
Yambo-Torres v. Citigroup Global Markets Holdings, Inc.
Filed: June 10, 2021 as 1:2021cv02386
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Joel M. Yambo-Torres
Nature of Suit: Securities/Commodities/Exchanges
ORDER: Defendant is hereby ORDERED to serve upon Plaintiff the Court's order issued on May 28, 2021, ECF No. 11, and its motion to dismiss and supporting memorandum, ECF Nos. 13-14, and file proof of service by no later than June 14, 2021. Defendant is also hereby ORDERED to serve upon Plaintiff the instant order and file proof of service by no later than June 14, 2021. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 6/10/2021) (ama)
Zellner v. Citigroup Global Markets Holdings, Inc.
Filed: June 10, 2021 as 1:2021cv02413
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings, Inc.
Plaintiff: Korey R. Zellner
Nature of Suit: Securities/Commodities/Exchanges
ORDER: Defendant is hereby ORDERED to serve upon Plaintiff the Court's order issued on May 28, 2021, ECF No. 17, and its motion to dismiss and supporting memorandum, ECF Nos. 19-20, and file proof of service by no later than June 14, 2021. Defendant is also hereby ORDERED to serve upon Plaintiff the instant order and file proof of service by no later than June 14, 2021. SO ORDERED. (Signed by Judge Andrew L. Carter, Jr on 6/10/2021) (ama)
Kirk v. Citigroup Global Markets Holdings Inc.
Filed: June 10, 2021 as 1:2020cv07619
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: David M. Kirk
Nature of Suit: Other Civil Rights
ORDER: The Court is in receipt of Plaintiff's letters filed with the Court addressing "appeal concerns" and requesting a case cited by the Court in its May 4, 2021 order. See ECF Nos. 66, 68, 73. The Court is also in receipt of Defe ndant's motion for sanctions and Plaintiff's opposition and cross-motion for sanctions. ECF Nos. 70, 77. The case requested by Mr. Kirk, United States v. Spear, 20-cv-51-1, 2021 WL 794784 (D. Vt. Mar. 2, 2021), is attached to the …
Ramnath et al v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
ORDER AWARDING ATTORNEYS' FEES AND REIMBURSEMENT OF LITIGATION EXPENSES granting (241) Motion for Attorney Fees in case 1:17-cv-09741-JMF. NOW, THEREFORE, IT IS HEREBY ORDERED THAT: This Order incorporates by reference the definitions in the Stipulation and Agreement of Settlement dated November 13, 2020 (ECF No. 227-1, "Stipulation") and all capitalized terms not otherwise defined herein shall have the same meanings as set forth in the Stipulation. The Court has…
Foat v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09875
Court: New York Southern District Court
Defendant: Tianyu Zhu, China International Capital Corporation Hong Kong Securities Limited, Min Luo, Citigroup Global Markets Inc., Qudian Inc., Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Li Du, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc
Petitioner: Kaib Global Fund LP, Chunlei He
Plaintiff: Bryan D. Foat
Nature of Suit: Securities/Commodities/Exchanges
JUDGMENT APPROVING CLASS ACTION SETTLEMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: Accordingly, this Court orders that: Without further action by anyone, and subject to paragraph 10 below, upon the Effective Date of the Settlement, Plaintiffs&# 039; Releasees (regardless of whether any such person ever seeks or obtains by any means, including without limitation by submitting a Proof of Claim, any disbursement from the Settlement) shall be deemed to have, and by operation of the…
Ramnath et al v. Qudian Inc. et al
Filed: June 8, 2021 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
JUDGMENT APPROVING CLASS ACTION SETTLEMENT: IT IS HEREBY ORDERED, ADJUDGED, AND DECREED: Accordingly, this Court orders that: Without further action by anyone, and subject to paragraph 10 below, upon the Effective Date of the Settlement, Plainti ffs' Releasees (regardless of whether any such person ever seeks or obtains by any means, including without limitation by submitting a Proof of Claim, any disbursement from the Settlement) shall be deemed to have, and by operation of…
