Nypl v. JP Morgan Chase & Co. et al
Filed: July 24, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER granting 600 Letter Motion to Seal. It is hereby ORDERED that Plaintiffs' motion to seal is GRANTED. The unredacted version of the letter will remain sealed, and only the parties and individuals identified in the attached appendix will have access. Although "[t]he common law right of public access to judicial documents is firmly rooted in our nation's history," this right is not absolute, and courts "must balance competing considerations against"…
Nypl v. JP Morgan Chase & Co. et al
Filed: July 23, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER: For the reasons stated at the conference and stated by Defendants' in the joint letter, it is hereby ORDERED that, with respect to Issues No. 1 and 2, the responses of the JPMorgan, HSBC, Barclays, RBS and UBS Defendants are sufficient. The Bank of America and Citibank Defendants are directed to review the available data and file a letter by July 30, 2020, to confirm that no further data is available to be produced regarding the break-down of transactions between…
Contant et al v. Bank Of America Corporation et al
Filed: July 13, 2020 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER: It is hereby ORDERED that, by July 16, 2020, the Group Settling Defendants shall either (1) publicly file on ECF the letter and attached appendix, redacting only the dollar amounts identified in the appendix, and shall file on ECF ex parte and under seal the unredacted letter and appendix; or (2) to the extent that Group Settling Defendants believe that additional redactions are necessary, Defendants shall file an application pursuant to this Court's Individual Rules.…
Ramnath et al v. Qudian Inc. et al
Filed: July 10, 2020 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
MEMORANDUM OPINION AND ORDER re: 193 MOTION for Reconsideration re; 187 Memorandum & Opinion: Accordingly, and for the reasons stated above, Plaintiffs' motion for reconsideration must be and is denied. Per the Stipulation and Schedu ling Order entered on October 18, 2019, the "Original" Defendants' answer and any responses to the operative complaint by the "New" Defendants shall be filed within thirty days of this Memorandum Opinion and Order.…
Cai v. Switch, Inc. et al
Filed: July 10, 2020 as 2:2018cv01471
Court: Nevada District Court
Defendant: BMO Capital Markets Corp., J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Bryan Wolf, Stifel, Nicolaus & Company, Inc., Raymond James & Associates, Inc., William Blair & Company, L.L.C., Zareh Sarrafian, Gabe Nacht, Switch, Inc., BTIG, LLC, Credit Suisse Securities (USA) LLC, Donald Snyder, Jefferies LLC, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., Tom Thomas, Rob Roy
Petitioner: Kissimmee Utility Authority Employees Retirement Plan, Donald Powell, Kissimmee Utility Authority Employees' Retirement Plan, Thomas J Moore
Plaintiff: Mingbo Cai, Oscar Farach
Nature of Suit: Securities/Commodities/Exchanges
ORDER. IT IS ORDERED, ADJUDGED, and DECREED that 106 defendants motion forjudgment on the pleadings be, and the same hereby is, GRANTED. IT IS FURTHER ORDERED that plaintiffs claims be, and the same hereby are,DISMISSED with prejudice. Signed by Judge James C. Mahan on 7/10/2020. (Copies have been distributed pursuant to the NEF - JQC)
Nypl v. JP Morgan Chase & Co. et al
Filed: July 6, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER granting 575 Letter Motion for Extension of Time to File. Application GRANTED. The parties shall file the joint status letter byJuly 10, 2020. (Signed by Judge Lorna G. Schofield on 7/6/20) (yv)
Nypl v. JP Morgan Chase & Co. et al
Filed: June 26, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER granting in part and denying in part 549 Letter Motion for Discovery; denying as moot 557 Letter Motion to Compel; granting in part and denying in part 568 Letter Motion for Leave to File Document. It is hereby ORDERED that, for the aforementioned reasons, Plaintiffs letter motions at Dkt. Nos. 549 and 557 are DENIED to the extent that Plaintiffs seek to amend the Stipulation, and GRANTED to the extent that Plaintiffs seek to serve interrogatories on the HSBC…
Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Dennis J FitzSimons, et al
Filed: June 23, 2020 as 1:2012cv02652
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HENRY CARSON JACKSON TRUST U/W IRREVOCABLE MANAGEMENT TRUST UA TRUST A-2, Mark Pettijohn, New England Province Society of Jesus, Stark Master Fund Ltd., Nuveen Investment Solutions (fka Richards and Tierney), Blue Cross and Blue Shield of Georgia, Inc., Lawrence F. Klima
Defendant: UD VS RISLEY CJ DE SIEYES ETAL, ANDREW T SZMULANSKI, Robert Chase, ORDER OF FELICIAN SISTERS CS NT OF ST FRANCIS, ADIA INVESTMENT SERIES, Large Cap Index Fund, A Series of SEI Institutional Investments Trust, WATER AND POWER EMPLOYEES' RET DISAB & DEATH BENEFIT INS PLAN, KENNETH R. POSNER AND ARLENE L. POSNER, Ruthellyn Musil 401(K) Savings Plan, MILLER FAMILY TRUST UAD, Jeffrey W. Babcock, THE SHERRY P. BRODER IRA A/K/A SHERRY P. BRODER U/A DTD, Morgan Stanley Smith Barney LLC, HORIZON GOLDEN PARTNERS L P, Crane Asset Management LLC, CA Public EE Retrmnt Sys, The DFA Investment Trust Company, DFA Investment Dimensions Group, Inc., The Alliance Bernstein Portfolios, Frank W. Denius, Donald M. Hinman Jr., Lewis Tatman and Willilam F. Warchol,, STINEHART LIVING TRUST UA DTD, Marlene F Slade Rollover IRA, National Financial Services LLC/Fidelity Management Trust Co, Custodian, James E. Murray, Babson Capital Management LLC, GGCP, INC. F/K/A GABELLI FUNDS, INC. (THE GABELLI EQUITY INC FD), Mutual of America Institutional Funds, Inc, Barbara Bonoff Gettinger, DOROTHY D SMITH TRUST U/A DTD, COPPER NUGGET, INC. (PLEDGED), JEFFREY MARTIN FEDYNAK UGMA/MD, DEBORAH FEDYNAK C/F, ANDREW ALLEN CHARITABLE FOUNDATION SEL ADV/NORTHERN TRUST, UA GENERAL OFFICERS, HON HARRY F BYRD REV TRUST U/A DTD, NORTHERN TRUST INVESTMENTS, INC. F/K/A NORTHERN TRUST INVESTMENTS, N.A., City of Philadelphia Public Employees
and others
Interested Party: Barbara Anne Ward Living Trust, CORPORATION SERVICE COMPANY, General Motors Hourly-Rate Employee Pension Trust
Not Classified By Court: Arthur Lee
Not Yet Classified: Mr. Steven U. Lee, Abbott Laboratories Annuities Retirement Trust, Sprint Master Fund Trust, LYONDELL PETROCHEMICAL CORPORATION DEFINED BENEFIT A/K/A LYONDELL CHEMICAL CO. DEFINED BENEFIT PLAN LCV, Elizabeth Dominick, Nuveen Equity Index Fund, John W Stewart, Stanton R. Cook Charitable Remainder Trust, Current Trustee, the Trust u/w Mary F. Roberts, deceased, fbo the Grandchildren, Ms. Jung E. Lee, Philip V Mann, Regence BlueShield, Diamondback Master Fund/TMS/ITS SETT A/C For Queensgate House, Glen R. Metzger, as Trustee of the NSP-Minnesota Prairie II Retail Qualified Trust (sued as NSP-Minnesota Retail Prairie II Qualified Trust, Current Trustee), Halcyon Diversified Fund LP, Margaret Sindelar
Plaintiff: Marc S. Kirschner, The Official Committee of Unsecured Creditors of Tribune Company, Margaret Gundlach, The Official Committee of Unsecure
Trustee: Trustee Albert Andrews, Jr., as, Paul M. Meister as Trustee for the Paul M. Meister 2005 Revocable Trust u/a
Nature of Suit: Other Fraud
NOTICE OF WITHDRAWAL: Please take notice that pursuant to Local Rule 1.4, the undersigned counsel, Kira A. Davis, respectfully moves to withdraw as counsel of record in the above-captioned proceedings for the following defendants: Citibank, N.A., Citigroup Global Markets Inc., Citigroup Global Markets Limited, Citicorp Securities Services Inc., Citigroup Pension Plan Trust, Citi Canyon, Ltd., Citi GoldenTree, Ltd., Time Warner Inc. Master Pension Trust, EWT, LLC, and…
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: June 9, 2020 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
ORDER: It is hereby ORDERED that, by June 12, 2020, Plaintiffs shall file a letter with sufficient information for the Court to FedEx the documents to the appropriate counsel of record. (As further set forth in this Order.) (Signed by Judge Lorna G. Schofield on 6/9/2020) (cf)
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: June 9, 2020 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
ORDER: In light of the pending discovery, the final pretrial conference scheduled for June 19, 2020, is adjourned to Friday, June 18, 2021, at 11:30 a.m. in Courtroom 17C. SO ORDERED., ( Final Pretrial Conference set for 6/18/2020 at 11:30 AM in Courtroom 17C, 500 Pearl Street, New York, NY 10007 before Judge Laura Taylor Swain.) (Signed by Judge Laura Taylor Swain on 6/09/2020) (ama)
Advanced Analytics, Inc. v. Citigroup Global Markets, Inc. et al
Filed: June 9, 2020 as 1:2004cv03531
Court: New York Southern District Court
Nature of Suit: Other Contract
OPINION & ORDER re: 429 LETTER MOTION for Conference on Defendants' anticipated motion to (i) exclude the Wang Declaration, and (ii) clarify the February 6, 2020 Order, addressed to Magistrate Judge Sarah L. Cave from Jennifer Kennedy Park dated February 24, 2 filed by Citigroup Global Markets, Inc., Yield Book, Inc., 423 MOTION for Reconsideration re; 375 Order on Motion for Miscellaneous Relief,, Order on Motion to Strike,,, Order on Motion to Redact…
In Re Deutsche Bank AG Securities Litigation
Filed: June 1, 2020 as 1:2009cv01714
Court: New York Southern District Court
Defendant: Deutsche Bank AG, Deutsche Bank Capital Funding Trust VIII, Deutsche Bank Capital Funding LLC VIII, Deutsche Bank Capital Funding Trust X, Deutsche Bank Capital Funding LLC X, Josef Ackermann, Anthony Di Iorio, Banziger Hugo, Tessen Von Heydebreck, Hermann-Josef Lamberti, Martin Edelmann, Peter Sturzinger, Detlef Bindert, Jonathan Blake, Marco Zimmermann, UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Deutsche Bank Securities Inc., Banc of America Securities LLC
Plaintiff: Edward P. Zemprelli
Nature of Suit: Securities/Commodities/Exchanges
ORDER: On May 28, 2020, the Court received objections and comments on the proposed settlement from Mr. Agay. See Dkt. Nos. 320-321. The parties are directed to respond to these comments forthwith, and in no event any later than June 5, 2020. So Ordered. (Responses due by 6/5/2020) (Signed by Judge Gregory H. Woods on 5/31/2020) (js)
Virginia Fernandez v. Citigroup Mortgage Loan Trust, Inc. et al
Filed: May 19, 2020 as 8:2019cv02519
Court: California Central District Court
Defendant: Citigroup Mortgage Loan Trust, Inc., Specialized Loan Servicing, LLC a Delaware Limited Liability Company, DOES 1 though 20, Specialized Loan Servicing, LLC, Does 1 through 20, inclusive
Plaintiff: Virginia Fernandez
Nature of Suit: Foreclosure
JUDGMENT OF DISMISSAL AS TO SPECIALIZED LOAN SERVICING, LLC by Judge David O. Carter: On April 13, 2020, the Court GRANTED defendant Specialized Loan Servicing, LLCs Motion to Dismiss plaintiff Virginia Fernandezs First Amended Complaint in favor o f Specialized Loan Servicing, LLC against Virginia Fernandez Plaintiffs First Amended Complaint is DISMISSED WITH PREJUDICE as to SLS, and that Plaintiff takes nothing from SLS. Defendant SLS is the prevailing party in the above-entitled…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: May 6, 2020 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
MEMORANDUM OPINION AND ORDER re: 413 LETTER MOTION for Discovery Conference Pursuant to Individual Rule 2(C) addressed to Judge Jesse M. Furman from Douglas W. Henkin and Steven M. Shepard dated April 27, 2020. filed by New York St ock Exchange, L.L.C., Direct Edge ECN, L.L.C., Chicago Stock Exchange, Inc., Nasdaq OMX BX, Inc., Bats Global Markets, Inc., The Nasdaq Stock Market L.L.C., BATS Global Markets, Inc., NYSE Arca, Inc., 415 LETTER MOTION for…
Nypl v. JP Morgan Chase & Co. et al
Filed: May 5, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER: It is hereby ORDERED that the deposition notices to the Signatory Witnesses are quashed to the extent that they seek information about the facts underlying the Plea Agreements, because the Signatory Witnesses have such information only thro ugh protected attorney-client communications. It is further ORDERED that the parties are directed to meet and confer regarding Defendants' proposed compromise at Dkt. No. 503. It is further ORDERED that the parties shall file a joint…
Cai v. Switch, Inc. et al
Filed: April 15, 2020 as 2:2018cv01471
Court: Nevada District Court
Defendant: BMO Capital Markets Corp., J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Bryan Wolf, Stifel, Nicolaus & Company, Inc., Raymond James & Associates, Inc., William Blair & Company, L.L.C., Zareh Sarrafian, Gabe Nacht, Switch, Inc., BTIG, LLC, Credit Suisse Securities (USA) LLC, Donald Snyder, Jefferies LLC, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., Tom Thomas, Rob Roy
Petitioner: Kissimmee Utility Authority Employees Retirement Plan, Donald Powell, Kissimmee Utility Authority Employees' Retirement Plan, Thomas J Moore
Plaintiff: Mingbo Cai, Oscar Farach
Nature of Suit: Securities/Commodities/Exchanges
ORDER Granting 127 Stipulation. IT IS HEREBY ORDERED that the Scheduling Order is modified so that Defendants shall file an Opposition(s) to the Motion for Class Certification forty-five (45) days after the Court issues an order on Plaintiffs Mo tion to Withdraw and Substitute Lead Plaintiff; and IT IS FURTHER ORDERED that Plaintiff shall file a Reply in Support of the Motion for Class Certification forty-five (45) days after Defendants file an Opposition(s) to the Motion for Class…
Aljarah v. Citigroup Global Market Inc.
Filed: March 31, 2020 as 1:2016cv00812
Court: New York Western District Court
Defendant: Citigroup Global Market Inc.
Plaintiff: Noor Aljarah
Nature of Suit: Employment
ORDER granting 108 Motion for Summary Judgment. Signed by Hon. Frank P. Geraci, Jr. on 3/31/2020. (SR)-CLERK TO FOLLOW UP- to enter judgment and close this case
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: March 30, 2020 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
ORDER denying without prejudice 1426 Motion for Discovery; denying without prejudice 1430 Motion for Discovery; denying without prejudice 1434 Motion for Discovery. It is hereby ORDERED that Plaintiffs' motions are DENIED without prejudice to renew on May 1, 2020. Any renewed motions may be filed in redacted form pursuant to this Court's Order at Dkt. No. 1425. (Signed by Judge Lorna G. Schofield on 3/30/2020) (rro)
Tera Group, Inc. et al v. Citigroup, Inc. et al
Filed: March 30, 2020 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Barclays PLC, Barclays Capital Inc., J.P. Morgan Securities PLC, UBS AG, Goldman Sachs Financial Markets, L.P., Citibank, N.A., HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley Capital Services LLC, The Goldman Sachs Group, Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Bank International Limited, Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Goldman Sachs International, Credit Suisse International, Credit Suisse AG, The Royal Bank of Scotland Group PLC, HSBC Holdings PLC, Goldman Sachs Bank USA, HSBC Bank PLC, Citigroup, Inc.
and others
Plaintiff: TERA ADVANCED TECHNOLOGIES, LLC, TERAEXCHANGE, LLC, TERA GROUP, INC.
Nature of Suit: Antitrust
ORDER, IT IS HEREBY ORDERED THAT Defendants shall file a consolidated motion to dismiss and supporting brief of no more than 30 pages by April 3, 2020; Plaintiffs shall file their opposition to the consolidated motion to dismiss by May 4, 2020; and Defendants shall file their reply by May 15, 2020. SO ORDERED. ( Motions due by 4/3/2020., Responses due by 5/4/2020, Replies due by 5/15/2020.) (Signed by Judge Richard J. Sullivan, Sitting by Designation on 3/30/20) (yv)
Agha-Khan v. Mortgage Electronic Registration Systems Inc. et al
Filed: March 27, 2020 as 2:2017cv02739
Court: Nevada District Court
Defendant: Akerman Senterfitt, LLP, David Alessi, Robert Alessi, Alessi Trustee Corporation, Alessi and Koenig LLP, Aspen Financial Services, Aspen Mortgage LLC, Assessment Management Services, BAC Home Loans Servicing, LP, Bank of America, Bank of New York Mellon FKA Bank of New York, Cardinal Financial Company, LP, Castle and Cooke Mortgage LLC, Chicago Title Agency Nevada aka Chicago Title of Nevada, Inc, Chicago Title Las Vegas, Citi Mortgage Inc, Citibank, NA, Citicorp, Citigroup, Countrywide Home Loans Servicing, LP, Chet J Cox, Kristina C Cox, Patricia Dean, James Diaz, Naomi Eden, Jennifer A Ezell, Fidelity National Default, Douglas D. Gerrard, Gerrard and Cox(Legal Wings) aka Gerrard Cox and Larsen, Jeff Guinn, Heidi Hagen, Nathan Hall
and others
Plaintiff: Salma Agha-Khan
Nature of Suit: All Other Real Property
ORDER Granting 117 Motion to Remove Attorney from Electronic Service List. Signed by Magistrate Judge Daniel J. Albregts on 3/27/2020. (Copies have been distributed pursuant to the NEF - JQC)
