Kirschner, v. JP Morgan Chase Bank, N.A. et al
Filed: March 24, 2020 as 1:2017cv06334
Court: New York Southern District Court
Defendant: JP Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Citibank, N.A., Citibank Global Markets Inc., Bank of Montreal, BMO Capital Markets Corp., SunTrust Robinson Humphrey, Inc., SunTrust Bank, Citigroup Global Markets Inc. s/h/a Citibank Global Markets Inc.
Plaintiff: Marc S. Kirschner
Nature of Suit: Other Statutory Actions
STIPULATED CONFIDENTIALITY AGREEMENT AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by Magistrate Judge Sarah L Cave on 3/24/20) (yv)
Kirschner, v. JP Morgan Chase Bank, N.A. et al
Filed: March 24, 2020 as 1:2017cv06334
Court: New York Southern District Court
Defendant: JP Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Citibank, N.A., Citibank Global Markets Inc., Bank of Montreal, BMO Capital Markets Corp., SunTrust Robinson Humphrey, Inc., SunTrust Bank, Citigroup Global Markets Inc. s/h/a Citibank Global Markets Inc.
Plaintiff: Marc S. Kirschner
Nature of Suit: Other Statutory Actions
JOINT STIPULATION AND ORDER REGARDINGNON-WAIVER OF PRIVILEGE...regarding procedures to be followed that shall govern the handling of confidential material...So Ordered. (Signed by Magistrate Judge Sarah L Cave on 3/24/20) (yv)
Hawaii Structural Ironworkers Pension Trust Fund v. AMC Entertainment Holdings, Inc. et al
Filed: March 6, 2020 as 1:2018cv00299
Court: New York Southern District Court
Defendant: Adam M. Aron, Citigroup Global Markets Inc., Jack Q. Gao, Kathleen M. Pawlus, Credit Suisse Securities (USA) LLC, Lloyd Hill, Lin Zhang, Craig R. Ramsey, Barclays Capital Inc., Howard W. Koch, Jr., Anthony J. Saich, Maojun Zeng, Chris A. Cox, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMC Entertainment Holdings, Inc., Gary F. Locke
Lead Plaintiff: International Union of Operating Engineers Pension Fund of Eastern Pennsylvania and Delaware
Petitioner: Naranbold Gantulga, Linda Lao, City of Riviera Beach General Employees' Retirement System
Plaintiff: Hawaii Structural Ironworkers Pension Trust Fund, Warren Nichols
Nature of Suit: Securities/Commodities/Exchanges
ORDER: At the October 18, 2019 Initial Pretrial Conference in this matter, the parties were ordered to submit a joint status update regarding mediation no later than January 2020. As of this date, the Court is not in receipt of that letter. The par ties are ordered to submit a joint letter, no later than March 14, 2020, advising the Court whether: (1) they have scheduled or conducted mediation; (2) if so, the outcome of that mediation; and (3) whether the Court can be of any further…
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: March 2, 2020 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
ORDER: ORDER GRANTING MOTION FOR ISSUANCE OF A HAGUE CONVENTION REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE TO TAKE TESTIMONY OVERSEAS: The Court, having reviewed Plaintiffs Motion for Issuance of a Hague Convention Request for International Judi cial Assistance to Take Testimony Overseas as well as the papers in support and opposition, HEREBY ORDERS THAT: 1. The Motion is GRANTED. 2. The Request for International Judicial Assistance Pursuant to the Hague Convention of 18 March 1970…
In Re Deutsche Bank AG Securities Litigation
Filed: February 27, 2020 as 1:2009cv01714
Court: New York Southern District Court
Defendant: Deutsche Bank AG, Deutsche Bank Capital Funding Trust VIII, Deutsche Bank Capital Funding LLC VIII, Deutsche Bank Capital Funding Trust X, Deutsche Bank Capital Funding LLC X, Josef Ackermann, Anthony Di Iorio, Banziger Hugo, Tessen Von Heydebreck, Hermann-Josef Lamberti, Martin Edelmann, Peter Sturzinger, Detlef Bindert, Jonathan Blake, Marco Zimmermann, UBS Securities LLC, Citigroup Global Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Capital Markets, LLC, Morgan Stanley & Co. Incorporated, Deutsche Bank Securities Inc., Banc of America Securities LLC
Plaintiff: Edward P. Zemprelli
Nature of Suit: Securities/Commodities/Exchanges
ORDER PRELIMINARILY APPROVING SETTLEMENT AND PROVIDING FOR NOTICE: NOW THEREFORE, IT IS HEREBY ORDERED, this 26th day of February, 2020, that: The Court hereby preliminarily approves the Stipulation and the Settlement setforth therein as being fair, reasonable and adequate to Class Members, subject to further consideration at the Settlement Hearing described in Paragraph 2 below. A hearing (the "Settlement Hearing") pursuant to Rule 23(e) of the Federal Rules of Civil…
Beltran v. Terraform Global, Inc. et al
Filed: February 25, 2020 as 1:2016cv07967
Court: New York Southern District Court
Defendant: Terraform Global, Inc., SUNEDISON, INC., Ahmad Chatila, Carlos Domenech Zornoza, Jeremy Avenier, Martin Truong, Brian Wuebbels, J.P. Morgan Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Deutsche Bank Securities Inc., BTG Pactual US Capital LLC, ITAU BBA USA Securities, Inc., SMBC Nikko Securities America, Inc., SG Americas Securities, LLC, Kotak Mahindra, Inc.
Movant: The Furia Investment Fund
Plaintiff: Juan M. Rodriguez Beltran, Pyramid Holdings, Inc., Cobalt Partners, LP., Cobalt Partners II, LP, Cobalt Offshore Master Fund, LP, Cobalt KC Partners, LP, Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Omega Capital Investors, L.P., Omega Capital Partners, L.P., Omega Equity Investors, L.P., Omega Overseas Partners, Ltd., Canyon Capital Advisors LLC, Canyon Balanced Master Fund, Ltd, Canyon Capital Arbitrage Master Fund, Ltd., Canyon - GRF Master Fund II, L.P., Canyon Value Realization Fund LP, The Canyon Value Realization Master Fund, L.P.
Nature of Suit: Securities/Commodities/Exchanges
ORDER A WARDING PLAINTIFFS' COUNSEL'S ATTORNEYS' FEES AND REIMBURSEMENT OF EXPENSES: NOW, THEREFORE, it is hereby ordered: 1. Plaintiffs' Counsel are awarded 25% of the Settlement Fund, or $12,187,500 as attorneys' fees in this action. 2. Plaintiffs' Counsel shall be reimbursed out of the Settlement Fund in the amount of $453,189.69 for their expenses and costs that were incurred, as further set forth in this order. (Signed by Judge P. Kevin…
Beltran v. Terraform Global, Inc. et al
Filed: February 25, 2020 as 1:2016cv07967
Court: New York Southern District Court
Defendant: Terraform Global, Inc., SUNEDISON, INC., Ahmad Chatila, Carlos Domenech Zornoza, Jeremy Avenier, Martin Truong, Brian Wuebbels, J.P. Morgan Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Goldman Sachs & Co., Merrill Lynch Pierce Fenner & Smith Incorporated, Deutsche Bank Securities Inc., BTG Pactual US Capital LLC, ITAU BBA USA Securities, Inc., SMBC Nikko Securities America, Inc., SG Americas Securities, LLC, Kotak Mahindra, Inc.
Movant: The Furia Investment Fund
Plaintiff: Juan M. Rodriguez Beltran, Pyramid Holdings, Inc., Cobalt Partners, LP., Cobalt Partners II, LP, Cobalt Offshore Master Fund, LP, Cobalt KC Partners, LP, Glenview Capital Partners, L.P., Glenview Institutional Partners, L.P., Glenview Capital Master Fund, Ltd., Glenview Capital Opportunity Fund, L.P., Glenview Offshore Opportunity Master Fund, Ltd., Omega Capital Investors, L.P., Omega Capital Partners, L.P., Omega Equity Investors, L.P., Omega Overseas Partners, Ltd., Canyon Capital Advisors LLC, Canyon Balanced Master Fund, Ltd, Canyon Capital Arbitrage Master Fund, Ltd., Canyon - GRF Master Fund II, L.P., Canyon Value Realization Fund LP, The Canyon Value Realization Master Fund, L.P.
Nature of Suit: Securities/Commodities/Exchanges
ORDER AND FINAL JUDGMENT: NOW, THEREFORE, IT IS HEREBY ORDERED, ADJUDGED AND DECREED THAT: 1. This Order and Final Judgment incorporates by reference the definitions in the Stipulation, as modified by the Settlement Modification Agreement, and in the Settlement Modification Agreement, and all capitalized terms used herein shall have the same meanings as set forth therein. References to the Settlement and Stipulation mean the Settlement and Stipulation as modified by the Settlement…
Cai v. Switch, Inc. et al
Filed: February 6, 2020 as 2:2018cv01471
Court: Nevada District Court
Defendant: BMO Capital Markets Corp., J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Bryan Wolf, Stifel, Nicolaus & Company, Inc., Raymond James & Associates, Inc., William Blair & Company, L.L.C., Zareh Sarrafian, Gabe Nacht, Switch, Inc., BTIG, LLC, Credit Suisse Securities (USA) LLC, Donald Snyder, Jefferies LLC, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., Tom Thomas, Rob Roy
Petitioner: Kissimmee Utility Authority Employees Retirement Plan, Donald Powell, Kissimmee Utility Authority Employees' Retirement Plan, Thomas J Moore
Plaintiff: Mingbo Cai, Oscar Farach
Nature of Suit: Securities/Commodities/Exchanges
ORDER Granting 113 Stipulated Protective Order. Signed by Magistrate Judge Cam Ferenbach on 2/6/2020. (Copies have been distributed pursuant to the NEF - JQC)
Tera Group, Inc. et al v. Citigroup, Inc. et al
Filed: February 6, 2020 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Barclays PLC, Barclays Capital Inc., J.P. Morgan Securities PLC, UBS AG, Goldman Sachs Financial Markets, L.P., Citibank, N.A., HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley Capital Services LLC, The Goldman Sachs Group, Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Bank International Limited, Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Goldman Sachs International, Credit Suisse International, Credit Suisse AG, The Royal Bank of Scotland Group PLC, HSBC Holdings PLC, Goldman Sachs Bank USA, HSBC Bank PLC, Citigroup, Inc.
and others
Plaintiff: TERA ADVANCED TECHNOLOGIES, LLC, TERAEXCHANGE, LLC, TERA GROUP, INC.
Nature of Suit: Antitrust
NOTICE AND ORDER TO WITHDRAW AS COUNSEL: PLEASE TAKE NOTICE that Ravi R. Sharma hereby withdraws as counsel for Citigroup Inc., Citibank, N.A., Citigroup Global Markets Inc., and Citigroup Global Markets Limited ("Citibank defendants"). M r. Sharma is no longer associated with Paul, Weiss, Rifkind, Wharton & Garrison LLP. Attached is my declaration, in accordance with Rule 1.4 of the Local Civil Rules of the United States District Court for the Southern District of New…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: February 6, 2020 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER terminating 388 Motion for Discovery; granting 390 Motion to Compel. Accordingly, the Court will sign a copy of the stipulation with Plaintiffs' preferred language at pages 17-18. See ECF Nos. 384-7, 386-1. No later than Februar y 7, 2020, one or both sides shall submit a clean copy of the stipulation consistent with the foregoing, in PDF format (on ECF) and in Microsoft Word format by e-mail to the Chambers e-mail address, to be signed and docketed by the Court.…
Contant et al v. Bank Of America Corporation et al
Filed: January 28, 2020 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
NOTICE AND ORDER FOR WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that, upon the annexed declaration of MaxwellA.H. Kosman, and subject to the approval of the Court, Maxwell A.H. Kosman hereby withdraws as counsel for MUFG Bank, Ltd (f/k/a The Bank o f Tokyo-Mitsubishi UFJ, Ltd.). Paul, Weiss, Rifkind, Wharton & Garrison LLP will continue to represent MUFG Bank, Ltd in this proceeding. SO ORDERED. Attorney Maxwell Arlie Halpern Kosman terminated. (Signed by Judge Lorna G.…
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: January 28, 2020 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
NOTICE AND ORDER FOR WITHDRAWAL OF COUNSEL: PLEASE TAKE NOTICE that, upon the annexed declaration of Maxwell A.H. Kosman, and subject to the approval of the Court, Maxwell A.H. Kosman hereby withdraws as counsel for MUFG Bank, Ltd (f/k/a The Bank o f Tokyo-Mitsubishi UFJ, Ltd.). Paul, Weiss, Rifkind, Wharton & Garrison LLP will continue to represent MUFG Bank, Ltd in this proceeding. SO ORDERED. Attorney Maxwell Arlie Halpern Kosman terminated. (Signed by Judge Lorna G. Schofield…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: January 24, 2020 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER. Upon review of the parties' competing letters regarding the proposed order governing electronically stored information, the Court concludes that it would be prudent, and helpful, to seek the input of the Staff of the Securities and Exch ange Commission (the "SEC"). To that end, that Court proposes to send the attached letter to the SEC. If any party objects to this proposal (or believes that the letter should be revised in some way), it shall file a letter to…
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: January 24, 2020 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
ORDER: The order of the Court dated January 2, 2020, is hereby modified. All discovery, of whatever nature, shall be initiated so as to be completed on or before August 30, 2021. A telephonic status conference will be held with the parties on April 29, 2021, at 10:00 a.m. The parties shall use the following conference call-in number (888) 557-8511 and, thereafter, enter access code 4862532. SO ORDERED. ( Discovery due by 8/30/2021. Telephone Conference set for 4/29/2021 at 10:00 AM…
In re American Realty Capital Properties, Inc. Litigation
Filed: January 22, 2020 as 1:2015mc00040
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: Sjunde Ap-Fonden
Plaintiff: Perry Ciraulu, State Teachers Retirement Systems of Ohio, Bernard Priever, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund (TIAA-CREF), Stuart Rubinstein, Kevin Patton, James W. Edwards, Jr., Berney Harris, Simon Abadi, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund, Tiaa-Cref Equity Index Fund, Tiaa-Cref Real Estate Securities Fund, Tiaa-Cref Large Cap Value Index Fund, Tiaa-Cref Small Cap Blend Index Fund, Tiaa- Cref Life Real Estate Securities Fund, Tiaa- Cref Life Equity Index Fund, Corsair Select 100 L.P., IRA FBO John Esposito, Gary Wunsch, Noah Bender, New York City Fire Officers' Variable Supplements Fund, Board of Education Retirement System of the City of New York, Corsair Select Master Fund, Ltd., Ar Capital LLC, Teachers' Retirement System of the City of New York Variable A, New York City Police Officers' Variable Supplements Fund, New York City Employees' Retirement System, New York City Fire Fighters' Variable Supplements Fund, Teachers' Retirement System of the City of New York
Nature of Suit: Other
ORDER: On January 21, 2020, I held a fairness hearing in the above-captioned action. For the reasons discussed at the hearing, I have entered the Order and Final Judgment and Order Approving Plan of Allocation. To resolve remaining issues: 1. The he aring is continued to January 23, 2020 at 10:00 a.m. to resume discussion of attorneys ' fees and expenses. 2. By January 27, 2020, Lead Counsel shall submit a proposed order regarding the periodic reports to be submitted to the Court…
In re American Realty Capital Properties, Inc. Litigation
Filed: January 22, 2020 as 1:2015mc00040
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: Sjunde Ap-Fonden
Plaintiff: Perry Ciraulu, State Teachers Retirement Systems of Ohio, Bernard Priever, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund (TIAA-CREF), Stuart Rubinstein, Kevin Patton, James W. Edwards, Jr., Berney Harris, Simon Abadi, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund, Tiaa-Cref Equity Index Fund, Tiaa-Cref Real Estate Securities Fund, Tiaa-Cref Large Cap Value Index Fund, Tiaa-Cref Small Cap Blend Index Fund, Tiaa- Cref Life Real Estate Securities Fund, Tiaa- Cref Life Equity Index Fund, Corsair Select 100 L.P., IRA FBO John Esposito, Gary Wunsch, Noah Bender, New York City Fire Officers' Variable Supplements Fund, Board of Education Retirement System of the City of New York, Corsair Select Master Fund, Ltd., Ar Capital LLC, Teachers' Retirement System of the City of New York Variable A, New York City Police Officers' Variable Supplements Fund, New York City Employees' Retirement System, New York City Fire Fighters' Variable Supplements Fund, Teachers' Retirement System of the City of New York
Nature of Suit: Other
MEMO ENDORSED ORDER granting 1303 Motion to Seal. ENDORSEMENT: Motion granted. Objection by lead plaintiff is over-ruled. (Signed by Judge Alvin K. Hellerstein on 1/21/20) (yv)
In re American Realty Capital Properties, Inc. Litigation
Filed: January 22, 2020 as 1:2015mc00040
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: Sjunde Ap-Fonden
Plaintiff: Perry Ciraulu, State Teachers Retirement Systems of Ohio, Bernard Priever, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund (TIAA-CREF), Stuart Rubinstein, Kevin Patton, James W. Edwards, Jr., Berney Harris, Simon Abadi, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund, Tiaa-Cref Equity Index Fund, Tiaa-Cref Real Estate Securities Fund, Tiaa-Cref Large Cap Value Index Fund, Tiaa-Cref Small Cap Blend Index Fund, Tiaa- Cref Life Real Estate Securities Fund, Tiaa- Cref Life Equity Index Fund, Corsair Select 100 L.P., IRA FBO John Esposito, Gary Wunsch, Noah Bender, New York City Fire Officers' Variable Supplements Fund, Board of Education Retirement System of the City of New York, Corsair Select Master Fund, Ltd., Ar Capital LLC, Teachers' Retirement System of the City of New York Variable A, New York City Police Officers' Variable Supplements Fund, New York City Employees' Retirement System, New York City Fire Fighters' Variable Supplements Fund, Teachers' Retirement System of the City of New York
Nature of Suit: Other
ORDER AND FINAL JUDGMENT. IT IS HEREBY ORDERED THAT: Pursuant to Federal Rule of Civil Procedure 23(e)(2), the Court hereby approves the Settlement set forth in the Stipulation and finds that in light of the benefits to the Class, the complexity and expense of further litigation, and the costs of continued litigation, the Settlement is, in all respects, fair, reasonable, and adequate having considered and found that: (a) Lead Plaintiff and Lead Counsel have adequately represented…
In re American Realty Capital Properties, Inc. Litigation
Filed: January 22, 2020 as 1:2015mc00040
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: Sjunde Ap-Fonden
Plaintiff: Perry Ciraulu, State Teachers Retirement Systems of Ohio, Bernard Priever, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund (TIAA-CREF), Stuart Rubinstein, Kevin Patton, James W. Edwards, Jr., Berney Harris, Simon Abadi, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund, Tiaa-Cref Equity Index Fund, Tiaa-Cref Real Estate Securities Fund, Tiaa-Cref Large Cap Value Index Fund, Tiaa-Cref Small Cap Blend Index Fund, Tiaa- Cref Life Real Estate Securities Fund, Tiaa- Cref Life Equity Index Fund, Corsair Select 100 L.P., IRA FBO John Esposito, Gary Wunsch, Noah Bender, New York City Fire Officers' Variable Supplements Fund, Board of Education Retirement System of the City of New York, Corsair Select Master Fund, Ltd., Ar Capital LLC, Teachers' Retirement System of the City of New York Variable A, New York City Police Officers' Variable Supplements Fund, New York City Employees' Retirement System, New York City Fire Fighters' Variable Supplements Fund, Teachers' Retirement System of the City of New York
Nature of Suit: Other
ORDER APPROVING PLAN OF ALLOCATION. IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that: Pursuant to and in full compliance with Rule 23 of the Federal Rules of Civil Procedure, this Court hereby finds and concludes that due and adequate notice was d irected to all persons who are Class Members who could be identified with reasonable effort, advising them of the Plan of Allocation and of their right to object thereto, and a full and fair opportunity was accorded to all persons and…
Contant et al v. Bank Of America Corporation et al
Filed: January 21, 2020 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER granting 380 Letter Motion to Stay. Application GRANTED. The application is untimely, but is nevertheless granted. The deadline for Plaintiffs to renew the motion for leave to file Plaintiffs' Third Consolidated Class Action Complaint with redactions is stayed sine die. (Signed by Judge Lorna G. Schofield on 1/21/2020) (rro)
Kirschner, v. JP Morgan Chase Bank, N.A. et al
Filed: January 15, 2020 as 1:2017cv06334
Court: New York Southern District Court
Defendant: JP Morgan Chase Bank, N.A., J.P. Morgan Securities LLC, Citibank, N.A., Citibank Global Markets Inc., Bank of Montreal, BMO Capital Markets Corp., SunTrust Robinson Humphrey, Inc., SunTrust Bank, Citigroup Global Markets Inc. s/h/a Citibank Global Markets Inc.
Plaintiff: Marc S. Kirschner
Nature of Suit: Other Statutory Actions
ORDER DENYING STAY OF DISCOVERY PENDING MOTION TO DISMISS AND SCHEDULING CASE MANAGEMENT CONFERENCE: For the reasons set forth above, the Court finds that a further stay of discovery is not warranted, and that discovery should continue, as it has bee n, in coordination with the Delaware Action. Accordingly, this action having been referred to this Court for general pretrial supervision, a case management conference will be held on Tuesday, February 25, 2020 at 10:00 am, in Courtroom 18A,…
