Nypl v. JP Morgan Chase & Co. et al
Filed: January 13, 2020 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER: It is hereby ORDERED that the parties shall comply with this Court's Order at Dkt. No. 479 and raise any remaining disputes regarding Plaintiffs' proposed depositions by letter by January 31, 2020. Accordingly, Plaintiff's re quest for a telephonic hearing during the week of January 13, 2020 is DENIED as premature. It is further ORDERED that the parties shall complete fact discovery by June 1, 2020. An Amended Case Management Plan and Scheduling Order will…
Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Dennis J FitzSimons, et al
Filed: January 13, 2020 as 1:2012cv02652
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HENRY CARSON JACKSON TRUST U/W IRREVOCABLE MANAGEMENT TRUST UA TRUST A-2, Mark Pettijohn, New England Province Society of Jesus, Stark Master Fund Ltd., Nuveen Investment Solutions (fka Richards and Tierney), Blue Cross and Blue Shield of Georgia, Inc., Lawrence F. Klima
Defendant: UD VS RISLEY CJ DE SIEYES ETAL, ANDREW T SZMULANSKI, Robert Chase, ORDER OF FELICIAN SISTERS CS NT OF ST FRANCIS, ADIA INVESTMENT SERIES, Large Cap Index Fund, A Series of SEI Institutional Investments Trust, WATER AND POWER EMPLOYEES' RET DISAB & DEATH BENEFIT INS PLAN, KENNETH R. POSNER AND ARLENE L. POSNER, Ruthellyn Musil 401(K) Savings Plan, MILLER FAMILY TRUST UAD, Jeffrey W. Babcock, THE SHERRY P. BRODER IRA A/K/A SHERRY P. BRODER U/A DTD, Morgan Stanley Smith Barney LLC, HORIZON GOLDEN PARTNERS L P, Crane Asset Management LLC, CA Public EE Retrmnt Sys, The DFA Investment Trust Company, DFA Investment Dimensions Group, Inc., The Alliance Bernstein Portfolios, Frank W. Denius, Donald M. Hinman Jr., Lewis Tatman and Willilam F. Warchol,, STINEHART LIVING TRUST UA DTD, Marlene F Slade Rollover IRA, National Financial Services LLC/Fidelity Management Trust Co, Custodian, James E. Murray, Babson Capital Management LLC, GGCP, INC. F/K/A GABELLI FUNDS, INC. (THE GABELLI EQUITY INC FD), Mutual of America Institutional Funds, Inc, Barbara Bonoff Gettinger, DOROTHY D SMITH TRUST U/A DTD, COPPER NUGGET, INC. (PLEDGED), JEFFREY MARTIN FEDYNAK UGMA/MD, DEBORAH FEDYNAK C/F, ANDREW ALLEN CHARITABLE FOUNDATION SEL ADV/NORTHERN TRUST, UA GENERAL OFFICERS, HON HARRY F BYRD REV TRUST U/A DTD, NORTHERN TRUST INVESTMENTS, INC. F/K/A NORTHERN TRUST INVESTMENTS, N.A., City of Philadelphia Public Employees
and others
Interested Party: Barbara Anne Ward Living Trust, CORPORATION SERVICE COMPANY, General Motors Hourly-Rate Employee Pension Trust
Not Classified By Court: Arthur Lee
Not Yet Classified: Mr. Steven U. Lee, Abbott Laboratories Annuities Retirement Trust, Sprint Master Fund Trust, LYONDELL PETROCHEMICAL CORPORATION DEFINED BENEFIT A/K/A LYONDELL CHEMICAL CO. DEFINED BENEFIT PLAN LCV, Elizabeth Dominick, Nuveen Equity Index Fund, John W Stewart, Stanton R. Cook Charitable Remainder Trust, Current Trustee, the Trust u/w Mary F. Roberts, deceased, fbo the Grandchildren, Ms. Jung E. Lee, Philip V Mann, Regence BlueShield, Diamondback Master Fund/TMS/ITS SETT A/C For Queensgate House, Glen R. Metzger, as Trustee of the NSP-Minnesota Prairie II Retail Qualified Trust (sued as NSP-Minnesota Retail Prairie II Qualified Trust, Current Trustee), Halcyon Diversified Fund LP, Margaret Sindelar
Plaintiff: Marc S. Kirschner, The Official Committee of Unsecured Creditors of Tribune Company, Margaret Gundlach, The Official Committee of Unsecure
Trustee: Trustee Albert Andrews, Jr., as, Paul M. Meister as Trustee for the Paul M. Meister 2005 Revocable Trust u/a
Nature of Suit: Other Fraud
ORDER granting (214 in 11-cv-9514-DLC) MOTION for Matthew J. Latterner to Withdraw as Attorney. Granted. (Signed by Judge Denise L. Cote on 1/13/2019) (jca)
Hawaii Structural Ironworkers Pension Trust Fund v. AMC Entertainment Holdings, Inc. et al
Filed: January 10, 2020 as 1:2018cv00299
Court: New York Southern District Court
Defendant: Adam M. Aron, Citigroup Global Markets Inc., Jack Q. Gao, Kathleen M. Pawlus, Credit Suisse Securities (USA) LLC, Lloyd Hill, Lin Zhang, Craig R. Ramsey, Barclays Capital Inc., Howard W. Koch, Jr., Anthony J. Saich, Maojun Zeng, Chris A. Cox, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMC Entertainment Holdings, Inc., Gary F. Locke
Lead Plaintiff: International Union of Operating Engineers Pension Fund of Eastern Pennsylvania and Delaware
Petitioner: Naranbold Gantulga, Linda Lao, City of Riviera Beach General Employees' Retirement System
Plaintiff: Hawaii Structural Ironworkers Pension Trust Fund, Warren Nichols
Nature of Suit: Securities/Commodities/Exchanges
STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material... Nothing in this Order affects the parties' obligation to comply with Rule 4 of the Court's Individual Practices in Civil Cases governing redactions and filing under seal, or with any of the Court's other Individual Practices as relevant. SO ORDERED. (Signed by Judge Alison J. Nathan on 1/10/2020) (va)
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: January 6, 2020 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
ORDER: In a joint letter, dated January 3, 2020, the parties informed the Court that they "have filed via ECF a revised Stipulation and Proposed Protective Order (Docket no. 211 )" that "is substantively similar to a draft of the s tipulation and proposed protective order that the parties submitted to the Court on June 7, 2017." To aid the Court in its review of the parties' January 3, 2020 proposed protective order, on or before January 10, 2020, the…
Cai v. Switch, Inc. et al
Filed: January 3, 2020 as 2:2018cv01471
Court: Nevada District Court
Defendant: BMO Capital Markets Corp., J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Bryan Wolf, Stifel, Nicolaus & Company, Inc., Raymond James & Associates, Inc., William Blair & Company, L.L.C., Zareh Sarrafian, Gabe Nacht, Switch, Inc., BTIG, LLC, Credit Suisse Securities (USA) LLC, Donald Snyder, Jefferies LLC, Wells Fargo Securities, LLC, Citigroup Global Markets, Inc., Tom Thomas, Rob Roy
Petitioner: Kissimmee Utility Authority Employees Retirement Plan, Donald Powell, Kissimmee Utility Authority Employees' Retirement Plan, Thomas J Moore
Plaintiff: Mingbo Cai, Oscar Farach
Nature of Suit: Securities/Commodities/Exchanges
ORDER Granting 108 Stipulation for Extension of Time Re: 106 Motion for Judgment. Lead Plaintiff shall have until 1/24/2020 to file an opposition to the Motion for Judgment on the Pleadings and the Request for Judicial Notice. Defendants shall have until 2/21/2020 to file a reply in support of their Motion for Judgment on the Pleadings and the Request for Judicial Notice. Signed by Judge James C. Mahan on 1/3/2020. (Copies have been distributed pursuant to the NEF - JQC)
Contant et al v. Bank Of America Corporation et al
Filed: December 23, 2019 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER: WHEREAS, in a letter to Chambers dated December 20, 2019, Plaintiffs request that the Third Consolidated Class Action Complaint be filed in redacted form on ECF. It is hereby ORDERED that the request to file the pre-motion letter wi th redactions is DENIED. Plaintiffs' letter included a statement from Defendants, asserting that "[c]ertain descriptions and excerpts that Plaintiffs include in their Third Consolidated Class Action Complaint are…
Contant et al v. Bank Of America Corporation et al
Filed: December 7, 2019 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER: Plaintiffs, Defendant HSBC North America Holdings, Inc. (HSBC) and non-party Forex Capital Markets, LLC (FXCM) are directed to appear via telephone for a conference in the above-captioned case on Monday, December 16, 2019, at 11:00 a.m., to ad dress the Letter Motions filed at ECF Nos. 325 and 335. The parties shall call the Court's conference line at (212) 805-0110 once all parties are on the line. No later than Thursday, December 12, 2019, HSBC shall file with the Court its…
Osuna et al v. CitiGroup Inc.
Filed: December 6, 2019 as 1:2017cv01434
Court: New York Southern District Court
Defendant: CitiGroup Inc.
Plaintiff: Amado Yanez Osuna, Oceanografia S.A. DE C.V.
Nature of Suit: Other Personal Property Damage
ORDER denying without prejudice 91 Motion for Sanctions: Accordingly, Plaintiffs' motion is DENIED without prejudice to renewal in the event that Defendants refuse to comply with relevant discovery requests following the re-initiation of this lawsuit and service upon Defendants in Mexico. The Clerk of Court is respectfully directed to terminate the motion pending at document number 91. SO ORDERED. (Signed by United States Circuit Judge Richard J. Sullivan, Sitting by Designation…
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: November 26, 2019 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
ORDER: IT IS HEREBY ORDERED that a telephonic status conference shall be held in the above captioned action on December 5, 2019, at 2:30 p.m. Counsel are directed to call (888) 557-8511 and, thereafter, enter access code 4862532. SO ORDERED. (Signed by Magistrate Judge Kevin Nathaniel Fox on 11/26/2019) ( Telephone Conference set for 12/5/2019 at 02:30 PM before Magistrate Judge Kevin Nathaniel Fox.) (ks)
Ramnath et al v. Qudian Inc. et al
Filed: November 26, 2019 as 1:2017cv09741
Court: New York Southern District Court
Defendant: Stifel, Nicolaus and Company, Incorporated, Citigroup Global Markets Inc., China International Capital Corporation Hong Kong Securities Limited, Nomura Securities International, Inc., Min Luo, Li Du, Chao Zhu, UBS Securities LLC, Credit Suisse Securities (USA) LLC, Lianzhu Lv, Qudian Inc., Needham & Company, LLC, Diana Arias, Yi Cao, Carl Yeung, Shilei Li, Morgan Stanley & Co. International plc, Kunlun Group Limited, Yahui Zhou, Qufenqi Holding Limited, Tianyu Zhu, Joyful Bliss Limited, Yifan Li, Source Code Accelerate L.P., Rocky Ta-Chen Lee, Wa Sung Investment Limited, Ever Bliss Fund, L.P., Phoenix Auspicious FinTech Investment L.P.
Lead Plaintiff: Alan B. Hertz, Alan Hertz Family 2012 Trust
Petitioner: Kaib Global Fund LP, Joel Fu, Pak Cheung Hong and Siu Ling Li, Chunlei He, The Morrow Property Trust, Panther Partners Inc.
Plaintiff: Anand Ramnath, Darwin Sutanto, Carlos Maia, Bryan D. Foat, Benedict Perez
Nature of Suit: Securities/Commodities/Exchanges
ORDER GRANTING PLAINTIFFS' MOTION FOR LEAVE TO EFFECTUATE ALTERNATIVE SERVICE granting 196 Motion for for Leave to Effectuate Alternative Service. IT IS HEREBY ORDERED that the Motion is GRANTED as unopposed and Plaintiffs may effectuate se rvice on the Unserved Defendants as further set forth in this Order. And mailing the Amended Summons and Second Amended Complaint via certified mail, return receipt requested, to as further set forth in this Order. And emailing a copy of …
Public School Teachers' Pension and Retirement Fund of Chicago v. Bank Of America Corporation et al
Filed: November 21, 2019 as 1:2015cv09319
Court: New York Southern District Court
Defendant: ICAP Capital Markets LLC., Citigroup Global Markets Inc., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Goldman Sachs & Co., Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman Sachs International, RBS Securities Inc., Barclays PLC, Barclays Capital Inc., J.P. Morgan Chase Bank, N.A., J.P. Morgan Chase & Co., Tradeweb Markets LLC, UBS AG, Goldman Sachs Financial Markets, L.P., Bank Of America Corporation, HSBC Securities (USA) Inc., Morgan Stanley Capital Services LLC, Deutsche Bank AG, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. International plc, ICAP SEF (US) LLC, The Goldman Sachs Group, Inc., Morgan Stanley Bank International Limited, Citibank N.A., Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Credit Suisse International
and others
Interested Party: The New York Times Company
Plaintiff: Public School Teachers' Pension and Retirement Fund of Chicago, Mayor and City Council of Baltimore
Nature of Suit: Antitrust
ORDER NO. 76: Accordingly, Plaintiffs' motion to compel the production of Defendants' pricing algorithms is denied. SO ORDERED. (Signed by Judge J. Paul Oetken on 11/21/2019) Filed In Associated Cases: 1:16-md-02704-JPO et al.(ks)
Contant et al v. Bank Of America Corporation et al
Filed: November 19, 2019 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER granting 333 LETTER MOTION to Stay Settlement Schedule Deadlines addressed to Judge Lorna G. Schofield from Michael DellAngelo dated 11/15/2019. Document filed by James Contant, FX Primus Ltd., Carlos Gonzalez, Victor Hernandez, Charles G. Hi tchcock III, Jerry Jacobson, Sandra Lavender, Ugnius Matkus, Tina Porter, Martin-Han Tran, Paul Vermillion. Application GRANTED. The settlement schedule deadlines for the Citygroup and MUFG Bank Ltd. settlements are preliminarily stayed.…
Advanced Analytics, Inc. v. Citigroup Global Markets, Inc. et al
Filed: November 19, 2019 as 1:2004cv03531
Court: New York Southern District Court
Nature of Suit: Other Contract
ORDER terminating 385 Letter Motion for Discovery. NOW, THEREFORE, it is hereby ORDERED: The Court adjourns sine die Plaintiff and Defendants' deadline to respond to the Motion, subject to paragraph 7, infra. The Proposed Intervenors are aut horized to receive any filings that the Parties have agreed do not contain Confidential Discovery Material as defined in theStipulation and Protective Order Governing Confidential Material, dated March 22, 2005 (ECF No. 25) or that have…
Advanced Analytics, Inc. v. Citigroup Global Markets, Inc. et al
Filed: November 15, 2019 as 1:2004cv03531
Court: New York Southern District Court
Nature of Suit: Other Contract
ORDER: Defendants' counsel is directed to revise the parties' Stipulation and Proposed Order (ECF No. 378) as follows: (1) Include Plaintiff in the first paragraph of the document where the stipulating parties are listed. (2) Include in paragraph 6 a deadline for the outlined process and a deadline by when Defendants and Plaintiff would have to respond to the Proposed Intervenors' motion should the process fail, as follows: In the event that the Defendants and…
Advanced Analytics, Inc. v. Citigroup Global Markets, Inc. et al
Filed: November 12, 2019 as 1:2004cv03531
Court: New York Southern District Court
Nature of Suit: Other Contract
ORDER denying 366 Motion ; terminating 367 Motion ; granting in part and denying in part 369 Motion to Strike ; terminating 371 Motion ; terminating 373 Motion ; granting 320 Motion to Redact 314 Transcript,,.; termina ting 328 Motion to Intervene; terminating 328 Motion to Unseal. The Court having conducted a status conference with the parties today, November 12, 2019, finds and orders the following. The Court has taken under advisement and will…
Tera Group, Inc. et al v. Citigroup, Inc. et al
Filed: November 12, 2019 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Barclays PLC, Barclays Capital Inc., J.P. Morgan Securities PLC, UBS AG, Goldman Sachs Financial Markets, L.P., Citibank, N.A., HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley Capital Services LLC, The Goldman Sachs Group, Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Bank International Limited, Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Goldman Sachs International, Credit Suisse International, Credit Suisse AG, The Royal Bank of Scotland Group PLC, HSBC Holdings PLC, Goldman Sachs Bank USA, HSBC Bank PLC, Citigroup, Inc.
and others
Plaintiff: TERA ADVANCED TECHNOLOGIES, LLC, TERAEXCHANGE, LLC, TERA GROUP, INC.
Nature of Suit: Antitrust
ORDER: This Addendum is an integral part of the Order of today's date granting confidentiality protection to certain materials. Notwithstanding any other provision, no document may be filed with the Clerk under seal without a further Order of this Court addressing the specific documents to be sealed. Any application to seal shall be accompanied by an affidavit or affidavits and a memorandum of law, demonstrating that the standards for sealing have been met and specifically…
Tera Group, Inc. et al v. Citigroup, Inc. et al
Filed: November 12, 2019 as 1:2017cv04302
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., JPMorgan Chase & Co., J.P. Morgan Securities LLC, Royal Bank of Scotland PLC, Deutsche Bank Securities Inc., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., Barclays PLC, Barclays Capital Inc., J.P. Morgan Securities PLC, UBS AG, Goldman Sachs Financial Markets, L.P., Citibank, N.A., HSBC Securities (USA) Inc., Deutsche Bank AG, Morgan Stanley Capital Services LLC, The Goldman Sachs Group, Inc., JPMorgan Chase Bank, N.A., Morgan Stanley Bank International Limited, Morgan Stanley Derivative Products Inc., HSBC Bank USA, N.A., UBS Securities LLC, Morgan Stanley & Co. LLC, BNP Paribas Securities Corp., Goldman Sachs International, Credit Suisse International, Credit Suisse AG, The Royal Bank of Scotland Group PLC, HSBC Holdings PLC, Goldman Sachs Bank USA, HSBC Bank PLC, Citigroup, Inc.
and others
Plaintiff: TERA ADVANCED TECHNOLOGIES, LLC, TERAEXCHANGE, LLC, TERA GROUP, INC.
Nature of Suit: Antitrust
STIPULATED PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...SO ORDERED. (Signed by United States Circuit Judge Richard J. Sullivan Sitting by Designation on 11/12/2019) (jca)
Duane and Virginia Lanier Trust v. Sandridge Energy Inc et al
Filed: October 30, 2019 as 5:2015cv00634
Court: Oklahoma Western District Court
Defendant: Sandridge Energy Inc, SandRidge Mississippian Trust I, SandRidge Mississippian Trust II, Tom L Ward, James D Bennett, Matthew K Grubb, Randall D Cooley, Jim J Brewer, Everett R Dobson, William A Gilliland, Daniel W Jordan, Roy T Oliver, Jr, Jeffrey S Serota, D Dwight Scott, Raymond James & Associates Inc, Morgan Stanley & Co LLC, Merrill Lynch Pierce Fenner & Smith Inc, Citigroup Global Markets Inc, RBC Capital Markets LLC
Plaintiff: Duane and Virginia Lanier Trust
Nature of Suit: Securities/Commodities/Exchanges
ORDER granting in part and denying in part 284 Motion for Judgment on the Pleadings and 299 Motion for Judgment on the Pleadings as set forth herein. Signed by Honorable Charles Goodwin on 10/30/2019. (jb)
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: October 18, 2019 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
MEMORANDUM ORDER: denying 172 Motion to Dismiss. For the foregoing reasons, Defendants' motion to dismiss the Second Amended Complaint is denied in its entirety. This Memorandum Order resolves docket entry no. 172. This case remains referred to Magistrate Judge Fox for general pretrial management. SO ORDERED. (Signed by Judge Laura Taylor Swain on 10/18/2019) (ama)
Webb v. Citigroup Global Markets Inc.
Filed: August 29, 2019 as 1:2019cv00535
Court: New York Southern District Court
Petitioner: James Daniel Webb
Respondent: Citigroup Global Markets Inc.
Nature of Suit: Arbitration
OPINION AND ORDER: For the reasons stated herein, the Court denies Webb's petition to vacate the Award, and grants CGMI's and CGMHI's cross-petition to modify and confirm the Award. The Award, as modified, is confirmed. The Clerk of the Court is directed to terminate the motions at Dkt. 3 and Dkt. 21 and to close this case. SO ORDERED. (Signed by Judge Paul A. Engelmayer on 8/29/2019) (jca) Transmission to Orders and Judgments Clerk for processing.
