Contant et al v. Bank Of America Corporation et al
Filed: December 1, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
MEMO ENDORSEMENT with respect to 538 MOTION for Disbursement of Funds / PLAINTIFFS' MOTION FOR DISBURSEMENT OF SETTLEMENT FUNDS. ENDORSEMENT: Any response to Plaintiffs' motion shall be filed by December 7, 2021. So Ordered. (Signed by Judge Lorna G. Schofield on 12/1/2021) (jca)
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: November 29, 2021 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
MEMO ENDORSMENET on ORDER APPROVING REQUESTS FOR EXCLUSION FROM THE CERTIFIED LITIGATION CLASS: granting 1624 Motion re: 1624 MOTION For An Order Approving Requests For Exclusion From The Certified Litigation Class. ENDORSEMENT: IT IS SO ORDERED. (Signed by Judge Lorna G. Schofield on 11/29/2021) (ama)
In re Foreign Exchange Benchmark Rates Antitrust Litigation
Filed: November 29, 2021 as 1:2013cv07789
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HSBC Bank plc, HSBC Bank USA, N.A., HSBC North America Holdings, Inc., HSBC Holdings plc
Claimant: FXDirectDealer, LLC (FXDD), Forex Capital Markets, LLC, Lucid Markets LLP, Mapleridge Capital, Virtu Financial LLC, TG Capital Fund LP, Contrarian Capital Management LLC, NWI Management, L.P.
Consolidated Counter Defendant: BNP Paribas North America, Inc.
Consolidated Defendant: Citibank N.A., Citigroup Global Markets, Inc., Credit Suisse Group AP, BNP Paribas North America, Morgan Stanley & Co., LLC, BNP Paribas Securities, Inc., HSBC Securities (USA) Inc., BNP Paribas Prime Brokerage, Inc., BNP Paribas Group, Credit Suisse International, Scotland Group Plc, The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC
Consolidated Plaintiff: Nasser Bakizada, Robert Charles Class A, L.P., Jeffrey Sterk, City of Providence, Rhode Island, Michael Melissinos, United Food and Commercial Workers Union and Participating Food Industry Employers Tri-state Pension Fund, Robert L. Teel, Kimberly Sterk
Defendant: Settling Defendants, Morgan Stanley & Co. International plc, Merrill Lynch, Pierce, Fenner & Smith Inc., BNP Paribas Securities Corp., Morgan Stanley & Co. LLC, Bank of Tokyo-Mitsubishi UFJ Ltd., Citicorp, Morgan Stanley, JPMorgan Chase & Co., The Goldman Sachs Group, Inc., UBS Group AG, RBS Securities, Inc., Bank of America, N.A., Standard Chartered Bank, Goldman, Sachs & Co., UBS AG, Deutsche Bank AG, UBS Securities LLC, Credit Suisse AG, Citigroup, Inc., Barclays Bank PLC, Credit Suisse Securities (USA) LLC, RBC Capital Markets, LLC, Societe Generale S.A., Deutsche Bank Securities Inc., Credit Suisse Group AG, Barclays Capital Inc., Bank Of America Corporation, JPMorgan Chase Bank National Association, Goldman Sachs & Co. LLC, Standard Chartered PLC, Citigroup, N.A.
and others
Interested Party: Donna S. Lucas, Neil Taylor, Doris Sue Allen, Hedy L. Anselman, Dana Kellen, Steve Leaven, Oklahoma Firefighters Pension and Retirement System, John Burnside, Eduardo Negrete, Jonathan G. Axelrod, Timothy R. Garrett, Warren J. Pepicelli, John A. Boardman, Employees' Retirement System of the Government of the Virgin Islands, ERISA Allocation Counsel, Gervasio Negrete
Not Classified By Court: Quinn Emanuel Urquhart & Sullivan, LLP, Keith Kornell, Gregory Galan, U.S. Department of Justice, Crown and Korn, Parris Girves, New York State Department of Financial Services
Petitioner: Fresno County Employees Retirement Association
Plaintiff: Peter Rives, Robert Miller, Casey Sterk, Izee Trading Company, Value Recovery Fund LLC, John Nypl, Tiberius OC Fund, Ltd., Augustus International Master Fund, L.P., The City of Philadelphia, Board of Pensions and Retirement, Systrax Corporation, State-Boston Retirement System, Newport News Employees' Retirement Fund, Syena Global Emerging Markets Fund, LP, Thomas Gramatis, Employees' Retirement System of Puerto Rico Electric Power Authority, Mark Miller, Marc G. Frederighi, J. Paul Antonello, Michael J. Smith, Doug Harvey, Richard Preschern dba Preschern Trading, John Kerstein, Haverhill Retirement System, Aureus Currency Fund, L.P.
Nature of Suit: Antitrust
MEMO ENDORSEMENT: ORDER APPROVING THE SECOND DISTRIBUTION OF THE SETTLEMENT FUND AND DISTRIBUTION OF ATTORNEYS' FEES: granting 1627 Motion for Disbursement of Funds. ENDORSEMENT: IT IS SO ORDERED. (Signed by Judge Lorna G. Schofield on 11/29/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: November 22, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 775 Letter Motion to Seal. The motion to seal is granted temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 775. SO ORDERED. (Signed by Judge Jesse M. Furman on 11/22/21) (yv)
Contant et al v. Bank Of America Corporation et al
Filed: November 16, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER granting 523 Letter Motion to Seal. Application GRANTED for the reasons identified in the Order at Dkt. No. 501. The Clerk of Court is respectfully directed to (1) maintain the letter at Dkt. No. 525 under seal with access limited to the parties and attorneys identified in the appendix to this letter and (2) close the motion at Dkt. No. 523. (Signed by Judge Lorna G. Schofield on 11/16/2021) (mml)
Contant et al v. Bank Of America Corporation et al
Filed: November 16, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER granting 524 Letter Motion to Seal. Application GRANTED for the reasons identified in the Order at Dkt. No. 501. The Clerk of Court is respectfully directed to (1) maintain the letter at Dkt. No. 526 under seal with access limited to the parties and attorneys identified in the appendix to this letter and (2) close the motion at Dkt. No. 524. (Signed by Judge Lorna G. Schofield on 11/16/2021) (mml)
Contant et al v. Bank Of America Corporation et al
Filed: November 16, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER: It is hereby ORDERED that all of the claims denied by Class Counsel are denied because they all lack detailed transactional records as required by the settlement. It is further ORDERED that Plaintiffs shall file their motion to distribute the settlement proceeds by November 30, 2021. (Motions due by 11/30/2021.) (Signed by Judge Lorna G. Schofield on 11/16/2021) (mml)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: November 15, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER granting 768 Letter Motion to Seal. The motion to seal is granted temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. SO ORDERED. (Signed by Judge Jesse M. Furman on 11/12/2021) (tg)
Advanced Analytics, Inc. v. Citigroup Global Markets, Inc. et al
Filed: November 5, 2021 as 1:2004cv03531
Court: New York Southern District Court
Nature of Suit: Other Contract
CLERK'S JUDGMENT re: 464 Order on Motion to Reopen, It is hereby ORDERED, ADJUDGED AND DECREED: That for the reasons stated in the Court's Order dated November 4, 2021, in the Court's September Order, and in the 2009 Report and 2 019 Report, the Court adopts the 2009 Report's recommendations concerning Plaintiff's entitlement to nominal damages and Defendants' counterclaim for attorneys' fees. Judgment is entered as follows:(1) in Plaintiffs favor…
Nypl v. JP Morgan Chase & Co. et al
Filed: November 4, 2021 as 1:2015cv09300
Court: New York Southern District Court
Defendant: Bank of America , N.A., HSBC Finance Corporation, Royal Bank of Scotland, JP Morgan Chase & Co., J.P. Morgan Bank, N.A., Bank of America Corporation, HSBC Bank (USA), N.A., HSBC North American Holdings Inc., HSBC Holdings p.l.c., Citigroup, Inc., UBS AG, Barclays PLC, JPMorgan Chase Bank, N.A.
Plaintiff: Lisa McCarthy, Mad Travel, Inc., Valarie Jolly, Go Everywhere, Inc., William Rubinsohn, John Nypl
Nature of Suit: Antitrust
ORDER:ORDERED that Plaintiffs shall file a letter, not to exceed five pages, by November 12, 2021, explaining why the California Unfair Competition Law claim should not be dismissed for lack of subject-matter jurisdiction. It is further ORDERED that Defendants shall file a letter response, not to exceed five pages, by November 19, 2021. (Signed by Judge Lorna G. Schofield on 11/4/2021) (rro)
Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Citigroup Global Markets Inc.
Filed: November 4, 2021 as 1:2012cv06055
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc, Merrill Lynch, Pierce Fenner & Smith Incorporated
Plaintiff: The Official Committee of Unsecured Creditors of the Tribune Company, Official Committee of Unsecured Creditors of Tribune Co., et al.
Nature of Suit: Other Fraud
ORDER with respect to 140 Motion for Entry of a Bar Order re: 140 JOINT MOTION for Entry of a Bar Order Litigation Trustee and Settling Defendants' Joint Motion for Entry of a Bar Order. Accordingly, it is hereby ORDERED that, if bankruptcy court approves the settlement agreement on November 30, and opposition to entry of the Bar Order is due December 7. Any reply is due December 14. IT IS FURTHER ORDERED that, if the bankruptcy court does not approve the…
Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Dennis J FitzSimons, et al
Filed: November 4, 2021 as 1:2012cv02652
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: HENRY CARSON JACKSON TRUST U/W IRREVOCABLE MANAGEMENT TRUST UA TRUST A-2, Mark Pettijohn, New England Province Society of Jesus, Stark Master Fund Ltd., Nuveen Investment Solutions (fka Richards and Tierney), Blue Cross and Blue Shield of Georgia, Inc., Lawrence F. Klima
Defendant: UD VS RISLEY CJ DE SIEYES ETAL, ANDREW T SZMULANSKI, Robert Chase, ORDER OF FELICIAN SISTERS CS NT OF ST FRANCIS, ADIA INVESTMENT SERIES, Large Cap Index Fund, A Series of SEI Institutional Investments Trust, WATER AND POWER EMPLOYEES' RET DISAB & DEATH BENEFIT INS PLAN, KENNETH R. POSNER AND ARLENE L. POSNER, Ruthellyn Musil 401(K) Savings Plan, MILLER FAMILY TRUST UAD, Jeffrey W. Babcock, THE SHERRY P. BRODER IRA A/K/A SHERRY P. BRODER U/A DTD, Morgan Stanley Smith Barney LLC, HORIZON GOLDEN PARTNERS L P, Crane Asset Management LLC, CA Public EE Retrmnt Sys, The DFA Investment Trust Company, DFA Investment Dimensions Group, Inc., The Alliance Bernstein Portfolios, Frank W. Denius, Donald M. Hinman Jr., Lewis Tatman and Willilam F. Warchol,, STINEHART LIVING TRUST UA DTD, Marlene F Slade Rollover IRA, National Financial Services LLC/Fidelity Management Trust Co, Custodian, James E. Murray, Babson Capital Management LLC, GGCP, INC. F/K/A GABELLI FUNDS, INC. (THE GABELLI EQUITY INC FD), Mutual of America Institutional Funds, Inc, Barbara Bonoff Gettinger, DOROTHY D SMITH TRUST U/A DTD, COPPER NUGGET, INC. (PLEDGED), JEFFREY MARTIN FEDYNAK UGMA/MD, DEBORAH FEDYNAK C/F, ANDREW ALLEN CHARITABLE FOUNDATION SEL ADV/NORTHERN TRUST, UA GENERAL OFFICERS, HON HARRY F BYRD REV TRUST U/A DTD, NORTHERN TRUST INVESTMENTS, INC. F/K/A NORTHERN TRUST INVESTMENTS, N.A., City of Philadelphia Public Employees
and others
Interested Party: Barbara Anne Ward Living Trust, CORPORATION SERVICE COMPANY, General Motors Hourly-Rate Employee Pension Trust
Not Classified By Court: Arthur Lee
Not Yet Classified: Mr. Steven U. Lee, Abbott Laboratories Annuities Retirement Trust, Sprint Master Fund Trust, LYONDELL PETROCHEMICAL CORPORATION DEFINED BENEFIT A/K/A LYONDELL CHEMICAL CO. DEFINED BENEFIT PLAN LCV, Elizabeth Dominick, Nuveen Equity Index Fund, John W Stewart, Stanton R. Cook Charitable Remainder Trust, Current Trustee, the Trust u/w Mary F. Roberts, deceased, fbo the Grandchildren, Ms. Jung E. Lee, Philip V Mann, Regence BlueShield, Diamondback Master Fund/TMS/ITS SETT A/C For Queensgate House, Glen R. Metzger, as Trustee of the NSP-Minnesota Prairie II Retail Qualified Trust (sued as NSP-Minnesota Retail Prairie II Qualified Trust, Current Trustee), Halcyon Diversified Fund LP, Margaret Sindelar
Plaintiff: Marc S. Kirschner, The Official Committee of Unsecured Creditors of Tribune Company, Margaret Gundlach, The Official Committee of Unsecure
Trustee: Trustee Albert Andrews, Jr., as, Paul M. Meister as Trustee for the Paul M. Meister 2005 Revocable Trust u/a
Nature of Suit: Other Fraud
ORDER with respect to 6433 Motion for Entry of a Bar Order re: 6433 JOINT MOTION for Entry of a Bar Order Litigation Trustee and Settling Defendants' Joint Motion for Entry of a Bar Order. Accordingly, it is hereby ORDER ED that, if bankruptcy court approves the settlement agreement on November 30, and opposition to entry of the Bar Order is due December 7. Any reply is due December 14. IT IS FURTHER ORDERED that, if the bankruptcy court does not approve the…
Contant et al v. Bank Of America Corporation et al
Filed: October 25, 2021 as 1:2017cv03139
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc., BNP Paribas Prime Brokerage, Inc., The Royal Bank of Scotland PLC, JPMorgan Chase & Co., Credit Suisse Securities (USA) LLC, Societe Generale S.A., Goldman, Sachs & Co., RBS Securities Inc., Barclays Capital Inc., HSBC Holdings PLC, HSBC North America Holdings, Inc., UBS AG, Bank Of America Corporation, HSBC Securities (USA) Inc., Deutsche Bank AG, The Bank of Tokyo Mitsubishi UFJ Ltd., BNP Paribas Group, The Goldman Sachs Group, Inc., Morgan Stanley & Co. International PLC, JPMorgan Chase Bank, N.A., UBS Securities LLC, Goldman Sachs & Co. LLC, Merrill Lynch, Pierce, Fenner & Smith Inc., Credit Suisse AG, Royal Bank of Scotland Group PLC, Deutsche Bank Securities Inc., Bank of America, N.A., BNP Paribas Securities Corp., Citigroup Inc., HSBC Bank PLC, Citicorp, UBS Group AG
and others
Not Classified By Court: Forex Capital Markets, LLC
Petitioner: FXDirectDealer, LLC (FXDD)
Plaintiff: FX Primus Ltd., Paul Vermillion, Charles G. Hitchcock III, Tina Porter, Victor Hernandez, Martin-Han Tran, Ugnius Matkus, Sandra Lavender, Jerry Jacobson, James Contant, Carlos Gonzalez
Nature of Suit: Antitrust
ORDER: granting 489 Letter Motion to Seal. AMA's application to seal the documents at Dkt. No 490 is GRANTED for substantially the reasons stated in AMA's letter at Dkt. No. 500. The Clerk of Court is respectfully directed to (1) maintain all of the documents at Dkt. Nos. 490 and 507 under seal with access limited to the parties listed in the appendix at Dkt. No 496 and (2) close the motion at Dkt. No. 489. (Signed by Judge Lorna G. Schofield on 10/25/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: October 18, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: Accordingly, the Court orders as follows: Defendants are granted leave to depose Professor Finnerty. The deposition shall take place before October 29, 2021, and, absent agreement among the parties or permission of the Court, shall not exc eed three hours. No later November 5, 2021, or seven days after the deposition of Professor Finnerty, whichever is earlier, Defendants shall file their replies in support of their motions to exclude the opinions and testimony of David Lauer…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: September 20, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 718 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 718. SO ORDERED. (Signed by Judge Jesse M. Furman on 9/20/21) (yv)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: September 20, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 723 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 723. SO ORDERED.. (Signed by Judge Jesse M. Furman on 9/20/2021) (kv)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: September 20, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 717 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 717. SO ORDERED. (Signed by Judge Jesse M. Furman on 9/20/21) (yv)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: September 20, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 722 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 722. SO ORDERED.. (Signed by Judge Jesse M. Furman on 9/20/2021) (kv)
Sharpe v. Citigroup, Inc
Filed: September 17, 2021 as 2:2021cv00386
Court: Nevada District Court
Defendant: Citigroup, Inc. doing business as Citibank
Plaintiff: Kelle Sharpe
Nature of Suit: Employment
ORDER DISMISSING CASE. IT IS ORDERED that this case is DISMISSED without prejudice. Signed by Judge Andrew P. Gordon on 9/17/2021. (Copies have been distributed pursuant to the NEF - JQC)
Dennis et al v. JPMorgan Chase & Co. et al
Filed: September 15, 2021 as 1:2016cv06496
Court: New York Southern District Court
Defendant: JPMorgan Chase & Co, JPMorgan Chase Bank, N.A. Australia, BNP Paribas, Australia Branch, The Royal Bank of Scotland PLC, Royal Bank of Scotland PLC, LLoyds Bank PLC, HSBC Holdings plc, Credit Suisse Group AG, RBC Capital Markets LLC, Royal Bank of Canada, Citibank N.A., Australia Branch, RBS Group (Australia) Pty Limited, UBS AG, Citibank, N.A., JPMorgan Chase & Co., ICAP plc, Deutsche Bank AG, Macquarie Group Ltd., Bank of New Zealand, UBS AG, Australia Branch, JPMorgan Chase Bank, N.A., ICAP Australia Pty Ltd., RBS N.V., Royal Bank of Canada, Australia Branch, HSBC Bank Australia Limited, National Australia Bank Limited, Tullett Prebon PLC, Credit Suisse AG, Citigroup Inc., The Royal Bank of Scotland Group PLC, Australia and New Zealand Banking Group Ltd., Macquarie Bank Ltd.
and others
Plaintiff: Dennis, FrontPoint Asian Event Driven Fund, L.P., Sonterra Capital Master Fund, Ltd., Richard Dennis, FrontPoint Financial Services Fund, L.P., FrontPoint Financial Horizons Fund, L.P., Orange County Employees Retirement System
Nature of Suit: Antitrust
ORDER granting 425 Letter Motion to Seal. SO ORDERED. (Signed by Judge Lewis A. Kaplan on 9/15/2021) (va)
