Marc S. Kirschner, as Litigation Trustee for the Tribune Litigation Trust v. Citigroup Global Markets Inc.
Filed: September 14, 2021 as 1:2012cv06055
Court: New York Southern District Court
Defendant: Citigroup Global Markets Inc, Merrill Lynch, Pierce Fenner & Smith Incorporated
Plaintiff: The Official Committee of Unsecured Creditors of the Tribune Company, Official Committee of Unsecured Creditors of Tribune Co., et al.
Nature of Suit: Other Fraud
ORDER: On August 20, the Second Circuit vacated the prior decisions of this Court that dismissed actual fraudulent conveyance claims against defendant VRC and constructive fraudulent conveyance claims against defendants Citigroup and Merrill Lynch. The Second Circuit's mandate issued on September 13. Accordingly, it is hereby ORDERED that the parties shall submit a proposal by October 1, 2021 for the litigation of the outstanding claims. IT IS FURTHER ORDERED that a conference…
Federal Deposit Insurance Corporation et al v. Bear Stearns Asset Backed Securities I L.L.C. et al
Filed: September 13, 2021 as 1:2012cv04000
Court: New York Southern District Court
Defendant: Bear Stearns Asset Backed Securities I L.L.C., The Bear Stearns Companies L.L.C., J.P. Morgan Securities L.L.C., Citicorp Mortgage Securities, Inc., Citimortgage, Inc., Citigroup Global Markets Inc., Credit Suisse First Boston Mortgage Securities Corp., Credit Suisse Management L.L.C., Credit Suisse Securities (USA) L.L.C., Merrill Lynch Mortgage Investors, Inc., Merrill Lynch Mortgage Capital Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Ally Securities, L.L.C., Deutsche Bank Securities Inc., HSBC Securities (USA) Inc., RBS Securities Inc., UBS Securities L.L.C.
Plaintiff: Federal Deposit Insurance Corporation, Strategic Capital Bank
Nature of Suit: Securities/Commodities/Exchanges
ORDER re: 247 Proposed Stipulation and Order filed by Strategic Capital Bank, Federal Deposit Insurance Corporation, 248 Proposed Stipulation and Order filed by Strategic Capital Bank, Federal Deposit Insurance Corporation. The parties submitted two stipulations, Docket Entry No. 247 and Docket Entry No. 248, into which they entered pursuant Fed. R. Civ. P. 29. The parties request that the Court endorse their stipulations as orders of the Court; the Court…
Sonterra Capital Master Fund Ltd. et al v. UBS AG et al
Filed: September 13, 2021 as 1:2015cv05844
Court: New York Southern District Court
Defendant: UBS AG, UBS Securities Japan Co., Ltd., Mizuho Bank, Ltd., Bank Of Tokyo Mitsubishi UFJ LTD, Sumitomo Trust & Banking Co. Ltd., Norinchukin Bank, The, Mitsubishi UFJ Trust and Banking Corporation, Sumitomo Mitsui Banking Corporation, Resona Bank, Ltd., J.P. Morgan Chase & Co., JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, Mizuho Corporate Bank Ltd., Deutsche Bank AG, DB Group Services UK Limited, Mizuho Trust and Banking Co., Ltd., The Shoko Chukin Bank, Shinkin Central Bank, The Bank of Yokohama, Ltd., Societe Generale S.A., The Royal Bank of Scotland Group PLC, The Royal Bank of Scotland PLC, RBS Securities Japan Limited, BARCLAYS BANK PLC, Barclays Capital, Inc., Barclays PLC, Citibank NA, Citigroup Inc, Citibank Japan LTD, Citigroup Global Markets Japan, Inc., COOPERATIEVE CENTRALE RAIFFEISEN- BOERENLEENBANK B.A., HSBC Holdings plc
and others
Plaintiff: Sonterra Capital Master Fund Ltd., Hayman Capital Management L.P.
Nature of Suit: Securities/Commodities/Exchanges
ORDER: The status conference is adjourned from September 21, 2021 to October 19, 2021 at 9:45 a.m. SO ORDERED. ( Status Conference set for 10/19/2021 at 9:45 AM before Judge George B. Daniels.) (Signed by Judge George B. Daniels on 9/13/2021) (vfr)
In re American Realty Capital Properties, Inc. Litigation
Filed: September 7, 2021 as 1:2015mc00040
Court: New York Southern District Court
Alternative Dispute Resolution (Adr) Provider: Sjunde Ap-Fonden
Plaintiff: Perry Ciraulu, State Teachers Retirement Systems of Ohio, Bernard Priever, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund (TIAA-CREF), Stuart Rubinstein, Kevin Patton, James W. Edwards, Jr., Berney Harris, Simon Abadi, Teachers Insurance and Annuity Association of America, College Retirement Equities Fund, Tiaa-Cref Equity Index Fund, Tiaa-Cref Real Estate Securities Fund, Tiaa-Cref Large Cap Value Index Fund, Tiaa-Cref Small Cap Blend Index Fund, Tiaa- Cref Life Real Estate Securities Fund, Tiaa- Cref Life Equity Index Fund, Corsair Select 100 L.P., IRA FBO John Esposito, Gary Wunsch, Noah Bender, New York City Fire Officers' Variable Supplements Fund, Board of Education Retirement System of the City of New York, Corsair Select Master Fund, Ltd., Ar Capital LLC, Teachers' Retirement System of the City of New York Variable A, New York City Police Officers' Variable Supplements Fund, New York City Employees' Retirement System, New York City Fire Fighters' Variable Supplements Fund, Teachers' Retirement System of the City of New York
Nature of Suit: Other
ORDER FOR WITHDRAWAL OF COUNSEL, Christopher L. Filburn hereby withdraws as counsel for Nicholas S. Schorsch and shall be removed from the Case Management/Electronic Case Files (CM/ECF) notification list in the above-captioned matter. I am a partner at Paul, Weiss, Rifkind, Wharton & Garrison LLP and will continue to represent Mr. Schorsch in this proceeding. So Ordered. ( Attorney Christopher Lee Filburn terminated.) (Signed by Judge Alvin K. Hellerstein on 9/7/21) (yv)
Mounir v. Citigroup Global Markets Holdings Inc.
Filed: August 31, 2021 as 1:2021cv02667
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Andrew Mounir
Nature of Suit: Securities/Commodities/Exchanges
ORDER: There is no indication on the docket of whether Plaintiff has served Defendant. Plaintiff will have two weeks from the date of this Order to serve Defendant if Plaintiff has not already done so and to file an affidavit of service. The Clerk of Court is directed to mail a copy of this Order to the pro se Plaintiff. SO ORDERED. (Signed by Judge J. Paul Oetken on 8/31/2021) (ate) Transmission to Docket Assistant Clerk for processing.
FrontPoint Asian Event Driven Fund, Ltd. et al v. Citibank, N.A. et al
Filed: August 25, 2021 as 1:2016cv05263
Court: New York Southern District Court
Defendant: Citibank, N.A., CitiGroup Inc., Bank Of America Corporation, Bank of America, N.A., JPMorgan Chase & Co, JP Morgan Chase Bank, N.A., Royal Bank of Scotland PLC, Royal Bank of Scotland Group Plc., RBS Securities Japan Limited, UBS AG, UBS Securities Japan Co., Ltd., ING Groep NV, ING Bank N.V., BNP Paribas, S.A., BNP Paribas North America, Inc., BNP Paribas Securities Corp., BNP Paribas Prime Brokerage, Inc., Oversea-Chinese Banking Corporation Ltd., Barclays PLC, Barclays Bank PLC, Barclays Capital Inc., Deutsche Bank AG, Credit Agricole Corporate and Investment Bank, Credit Agricole S.A., Credit Suisse Group AG, Credit Suisse AG, Standard Chartered Bank, Standard Chartered PLC, DBS Bank Ltd., DBS Group Holdings Ltd., DBS Vickers Securities (USA) Inc., United Overseas Bank Limited
and others
Plaintiff: FrontPoint Asian Event Driven Fund, Ltd., Sonterra Capital Master Fund, LTD., FrontPoint Asian Event Driven Fund, L.P.
Nature of Suit: Antitrust
NOTICE OF WITHDRAWAL OF WILMER CUTLER PICKERING HALE AND DORR LLP AND ORDER, Based on the accompanying declaration, the law firm Wilmer Cutler Pickering Hale and Dorr LLP ("WilmerHale") hereby withdraws as counsel of record for Defendants The Royal Bank of Scotland Group plc (n/k/a NatWest Group plc), The Royal Bank of Scotland plc (n/k/a NatWest Markets plc), and RBS Securities Japan Limited (collectively, "Defendants") in the above-captioned matter. In…
Hawaii Structural Ironworkers Pension Trust Fund v. AMC Entertainment Holdings, Inc. et al
Filed: August 17, 2021 as 1:2018cv00299
Court: New York Southern District Court
Defendant: Adam M. Aron, Citigroup Global Markets Inc., Jack Q. Gao, Kathleen M. Pawlus, Credit Suisse Securities (USA) LLC, Lloyd Hill, Lin Zhang, Craig R. Ramsey, Barclays Capital Inc., Howard W. Koch, Jr., Anthony J. Saich, Maojun Zeng, Chris A. Cox, Merrill Lynch, Pierce, Fenner & Smith Incorporated, AMC Entertainment Holdings, Inc., Gary F. Locke
Lead Plaintiff: International Union of Operating Engineers Pension Fund of Eastern Pennsylvania and Delaware
Petitioner: Naranbold Gantulga, Linda Lao, City of Riviera Beach General Employees' Retirement System
Plaintiff: Hawaii Structural Ironworkers Pension Trust Fund, Warren Nichols
Nature of Suit: Securities/Commodities/Exchanges
ORDER: The conference scheduled for August 20, 2021 in this case is adjourned to September 3, 2021 at 3:45 P.M. The conference will proceed remotely by telephone. The parties and members of the public may access the proceeding by dialing (888) 363-4749 and entering access code 9196964. SO ORDERED. ( Telephone Conference set for 9/3/2021 at 03:45 PM before Judge Alison J. Nathan.) (Signed by Judge Alison J. Nathan on 8/17/2021) (vfr)
Thomas v. Citigroup Global Markets Holding Inc.
Filed: August 13, 2021 as 1:2021cv03673
Court: New York Southern District Court
Defendant: Citigroup Global markets Holding Inc.
Plaintiff: Sean H. Thomas
Nature of Suit: Other Civil Rights
ORDER denying 24 Letter Motion to Adjourn Conference. The telephone conference scheduled for 8/25/2021 will remain on the calendar, but the parties are relieved of their obligation to submit a proposed discovery plan under Rule 26(f). The Clerk of Court is directed to mail a copy of this Order to Plaintiff. SO ORDERED. (Signed by Magistrate Judge Debra C. Freeman on 8/12/2021) (rj) Transmission to Docket Assistant Clerk for processing.
Korovin v. Citigroup Global Markets Holdings Inc.
Filed: August 11, 2021 as 1:2021cv03294
Court: New York Southern District Court
Defendant: Citigroup Global Markets Holdings Inc.
Plaintiff: Eugene Korovin
Nature of Suit: Other Civil Rights
ORDER OF SERVICE: Plaintiff, who is proceeding pro se, paid the filing fees to commence this action. The Clerk of Court is directed to issue a summons as to Defendant Citigroup Global Markets Holdings Inc. Plaintiff is directed to serve the summo ns and complaint on Defendant within 90 days of the issuance of the summons. If within those 90 days, Plaintiff has not either served Defendant or requested an extension of time to do so, the Court may dismiss the claims against Defendant…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 697 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerkof Court is directed to terminate ECF No. 697. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 702 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 702. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
MEMO ENDORSEMENT on 689 granting Motion to Seal. ENDORSEMENT: The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 689. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 699 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk ofCourt is directed to terminate ECF No. 699. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 695 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk ofCourt is directed to terminate ECF No. 695. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 693 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 693. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER granting 687 Letter Motion to Seal.The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 687. (Signed by Judge Jesse M. Furman on 8/9/2021) (ate)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: August 9, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: granting 701 Letter Motion to Seal. The motion to seal is GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 701. SO ORDERED. (Signed by Judge Jesse M. Furman on 8/09/2021) (ama)
Pazmany Brothers Landscaping Inc. v. Citigroup, Inc. et al
Filed: August 3, 2021 as 5:2020cv01526
Court: California Northern District Court
Defendant: Citibank, N.A., Bank of America, Citigroup, Inc.
Plaintiff: Pazmany Brothers Landscaping Inc.
Nature of Suit: Other Contract
ORDER TO SHOW CAUSE RE SETTLEMENT. Order to Show Cause Hearing set for 9/28/2021 01:30 PM. Dismissal or Show Cause Response due by 9/21/2021. Signed by Judge Susan van Keulen on 8/3/2021. (svklc1S, COURT STAFF) (Filed on 8/3/2021)
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: July 28, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER: The Court received the attached letter by email from a non-party who requests that certain information filed under seal in connection with Plaintiffs motion for class certification, see ECF No. 644-1, remain under seal. The Court will consi der the letter in deciding whether and to what extent the information should remain under seal or redacted, which, as previously noted, the Court will assess when it decides the underlying motion. See ECF No. 637. Given the nature of the…
City of Providence, Rhode Island v. Bats Global Markets, Inc. et al
Filed: July 27, 2021 as 1:2014cv02811
Court: New York Southern District Court
Defendant: Bats Global Markets, Inc., Box Options Exchange L.L.C., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., C2 Options Exchange, Inc., Direct Edge ECN, L.L.C., International Securities Exchange Holdings, Inc., The Nasdaq Stock Market L.L.C., Nasdaq OMX BX, Inc., National Stock Exchange, Inc., New York Stock Exchange, L.L.C., NYSE Arca, Inc., Onechicago, L.L.C., Bank of America Corporation, Barclays Plc, Citigroup Inc., Credit Suisse Group AG, Deutsche Bank AG, The Goldman Sachs Group, Inc., JPMorgan Chase & Co., Morgan Stanley & Co L.L.C., UBS AG, The Charles Schwab Corporation, E*Trade Financial Corporation, FMR, L.L.C., Fidelity Brokerage Services, L.L.C., Scottrade Financial Services, Inc., TD Ameritrade Holding Corporation, DRW Holdings, L.L.C., GTS Securities, L.L.C., Hudson River Trading L.L.C., Jump Trading, L.L.C.
and others
Plaintiff: City of Providence, Rhode Island
Nature of Suit: Securities/Commodities/Exchanges
ORDER temporarily granting 639 Letter Motion to Seal. Application GRANTED temporarily. The Court will assess whether to keep the materials at issue sealed or redacted when deciding the underlying motion. The Clerk of Court is directed to terminate ECF No. 639. SO ORDERED. (Signed by Judge Jesse M. Furman on 7/27/21) (yv)
